| 1 |
WELLS FARGO & COMPANY/MN |
2,554,305 |
22,759,000 |
35.65% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
1,928,152 |
17,180,000 |
26.91% |
|
|
| 3 |
ICON ADVISERS INC/CO |
920,537 |
8,202,000 |
12.85% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
531,762 |
4,738,000 |
7.42% |
|
|
| 5 |
Weiss Asset Management LP |
241,890 |
2,155,000 |
3.38% |
|
|
| 6 |
Yakira Capital Management, Inc. |
195,267 |
1,740,000 |
2.73% |
|
SH |
| 7 |
Invesco Ltd. |
179,216 |
1,597,000 |
2.50% |
|
|
| 8 |
Bulldog Investors, LLP |
150,680 |
1,343,000 |
2.10% |
|
|
| 9 |
LPL Financial LLC |
135,305 |
1,214,000 |
1.90% |
|
|
| 10 |
Saba Capital Management, L.P. |
84,432 |
752,000 |
1.18% |
|
|
| 11 |
MERIDIAN INVESTMENT COUNSEL INC. |
70,460 |
628,000 |
0.98% |
|
|
| 12 |
MORGAN STANLEY |
44,868 |
400,000 |
0.63% |
|
|
| 13 |
Raymond James Financial Services Advisors, Inc. |
37,242 |
332,000 |
0.52% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
23,828 |
212,000 |
0.33% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
16,017 |
143,000 |
0.22% |
|
|
| 16 |
WEDBUSH SECURITIES INC |
14,533 |
129,000 |
0.20% |
|
|
| 17 |
Ancora Advisors LLC |
10,781 |
96,000 |
0.15% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,085 |
72,000 |
0.11% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
7,000 |
62,000 |
0.10% |
|
|
| 20 |
INTEGRATED WEALTH MANAGEMENT |
2,640 |
24,000 |
0.04% |
|
|
| 21 |
PRENTISS SMITH & CO INC |
2,720 |
24,000 |
0.04% |
|
|
| 22 |
BANK OF MONTREAL /CAN/ |
2,000 |
18,000 |
0.03% |
|
|
| 23 |
IFP ADVISORS, INC |
1,100 |
10,000 |
0.02% |
|
|
| 24 |
KANALY TRUST CO |
1,000 |
9,000 |
0.01% |
|
|
| 25 |
Tower Research Capital LLC (TRC) |
228 |
2,000 |
0.00% |
|
|
| 26 |
ROYAL BANK OF CANADA |
150 |
1,000 |
0.00% |
|
|
| 27 |
UBS Group AG |
8 |
0 |
0.00% |
|
|
| 28 |
AMERICAN INTERNATIONAL GROUP, INC. |
2 |
0 |
0.00% |
|
|
