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TANZANIAN ROYALTY EXPL CORP
TANZANIAN ROYALTY EXPL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $628,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 215,000 172,000 27.39%
2 Commonwealth Equity Services, Inc 102,565 82,000 13.06%
3 ADVISOR GROUP, INC. 94,000 75,000 11.94%
4 Kovack Advisors, Inc. 35,000 28,000 4.46%
5 MORGAN STANLEY 31,300 25,000 3.98%
6 ASSET ADVISORS CORP 30,000 24,000 3.82%
7 BRONFMAN E.L. ROTHSCHILD, L.P. 28,300 23,000 3.66%
8 RAYMOND JAMES & ASSOCIATES 28,513 23,000 3.66%
9 DEUTSCHE BANK AG\ 27,800 22,000 3.50%
10 GOLDMAN SACHS GROUP INC 26,187 21,000 3.34%
11 1832 Asset Management L.P. 20,428 17,000 2.71%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,481 16,000 2.55%
13 RENAISSANCE TECHNOLOGIES LLC 19,200 15,000 2.39%
14 WOLVERINE TRADING LP /BD 15,500 13,000 2.07% Call
15 CITADEL ADVISORS LLC 15,780 13,000 2.07%
16 US BANCORP \DE\ 15,500 12,000 1.91%
17 Virtu KCG Holdings LLC 15,566 12,000 1.91%
18 LPL Financial LLC 13,500 10,000 1.59%
19 CANADA PENSION PLAN INVESTMENT BOARD 7,733 6,000 0.96%
20 ROYAL BANK OF CANADA 6,678 5,000 0.80%
21 WELLS FARGO & COMPANY/MN 3,550 3,000 0.48%
22 CUTLER GROUP LLC / CA 3,237 2,000 0.32%
23 DUBUQUE BANK & TRUST CO 3,000 2,000 0.32%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,550 2,000 0.32%
25 UBS Group AG 2,300 2,000 0.32%
26 Creative Planning 1,500 1,000 0.16%
27 Tower Research Capital LLC (TRC) 1,000 1,000 0.16%
28 BANK OF MONTREAL /CAN/ 1,000 1,000 0.16%
29 BARCLAYS PLC 52 0 0.00%
30 MYCIO WEALTH PARTNERS, LLC 100 0 0.00%
31 Allworth Financial LP 200 0 0.00%
32 BANK OF AMERICA CORP /DE/ 300 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.