| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,995,224 | 25,370,000 | 14.93% | ||
| 2 | PRIVATE MANAGEMENT GROUP INC | 1,741,103 | 11,056,000 | 6.51% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,722,200 | 10,935,000 | 6.44% | ||
| 4 | Invesco Ltd. | 1,322,791 | 8,400,000 | 4.94% | ||
| 5 | MORGAN STANLEY | 1,278,801 | 8,120,000 | 4.78% | ||
| 6 | Evanson Asset Management, LLC | 1,157,756 | 7,351,000 | 4.33% | ||
| 7 | LPL Financial LLC | 1,053,138 | 6,698,000 | 3.94% | ||
| 8 | FRONTIER INVESTMENT MGMT CO | 1,041,925 | 6,616,000 | 3.89% | ||
| 9 | BAIRD FINANCIAL GROUP, INC. | 814,465 | 5,172,000 | 3.04% | ||
| 10 | Windsor Capital Management, LLC | 776,608 | 4,931,000 | 2.90% | ||
| 11 | UBS Group AG | 676,645 | 4,297,000 | 2.53% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 669,295 | 4,250,000 | 2.50% | ||
| 13 | Pekin Hardy Strauss, Inc. | 623,750 | 3,961,000 | 2.33% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 607,840 | 3,860,000 | 2.27% | ||
| 15 | ASSETMARK, INC | 562,423 | 3,571,000 | 2.10% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 538,822 | 3,422,000 | 2.01% | ||
| 17 | 1607 Capital Partners, LLC | 495,904 | 3,149,000 | 1.85% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 390,479 | 2,480,000 | 1.46% | ||
| 19 | HighTower Advisors, LLC | 378,359 | 2,403,000 | 1.41% | ||
| 20 | GIRARD SECURITIES, INC. | 360,322 | 2,289,000 | 1.35% | ||
| 21 | THRIVENT FINANCIAL FOR LUTHERANS | 344,517 | 2,188,000 | 1.29% | ||
| 22 | AQR ARBITRAGE LLC | 341,510 | 2,169,000 | 1.28% | ||
| 23 | New Harbor Financial Group, LLC | 336,552 | 2,137,000 | 1.26% | ||
| 24 | GOULD ASSET MANAGEMENT LLC /CA/ | 297,673 | 1,890,000 | 1.11% | ||
| 25 | EVERETT HARRIS & CO /CA/ | 287,132 | 1,823,000 | 1.07% | ||
| 26 | Commonwealth Equity Services, Inc | 279,881 | 1,777,000 | 1.05% | ||
| 27 | CORNERSTONE FINANCIAL PARTNERS, LLC | 263,376 | 1,669,000 | 0.98% | ||
| 28 | EMERSON INVESTMENT MANAGEMENT, LLC | 259,786 | 1,650,000 | 0.97% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 240,220 | 1,525,000 | 0.90% | ||
| 30 | AMERIPRISE FINANCIAL INC | 216,254 | 1,373,000 | 0.81% | ||
| 31 | SCOTIA CAPITAL INC. | 199,500 | 1,208,000 | 0.71% | ||
| 32 | Orion Porfolio Solutions, LLC | 183,051 | 1,163,000 | 0.68% | ||
| 33 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 172,986 | 1,098,000 | 0.65% | ||
| 34 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 161,151 | 1,023,000 | 0.60% | ||
| 35 | Weiss Asset Management LP | 135,914 | 863,000 | 0.51% | ||
| 36 | GREATMARK INVESTMENT PARTNERS, INC. | 135,825 | 862,000 | 0.51% | ||
| 37 | Family Firm, Inc. | 135,629 | 861,000 | 0.51% | ||
| 38 | HL FINANCIAL SERVICES LLC | 120,903 | 768,000 | 0.45% | ||
| 39 | CREDIT SUISSE AG/ | 116,765 | 741,000 | 0.44% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 111,262 | 708,000 | 0.42% | ||
| 41 | Cambridge Investment Research Advisors, Inc. | 107,937 | 685,000 | 0.40% | ||
| 42 | ROYAL BANK OF CANADA | 99,659 | 633,000 | 0.37% | ||
| 43 | NEWGATE CAPITAL MANAGEMENT LLC | 86,159 | 545,000 | 0.32% | ||
| 44 | Rock Point Advisors, LLC | 84,271 | 535,000 | 0.31% | ||
| 45 | A. D. Beadell Investment Counsel, Inc. | 72,500 | 460,000 | 0.27% | ||
| 46 | Private Harbour Investment Management & Counsel, LLC | 69,992 | 445,000 | 0.26% | ||
| 47 | COHEN & STEERS, INC. | 67,615 | 429,000 | 0.25% | ||
| 48 | Squarepoint Ops LLC | 64,400 | 409,000 | 0.24% | ||
| 49 | Sigma Planning Corp | 64,350 | 409,000 | 0.24% | ||
| 50 | SHUFRO ROSE & CO LLC | 62,575 | 397,000 | 0.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
