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TORTOISE POWER
TORTOISE POWER. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 35 Institutional holders with a total value of $32,184,409.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 340,766 8,769,000 27.25%
2 BB&T SECURITIES, LLC 16,100 4,147,000 12.89%
3 WELLS FARGO & COMPANY/MN 112,720 2,904,000 9.02%
4 DAVENPORT & Co LLC 98,588 2,539,627 7.89%
5 UBS Group AG 87,515 2,254,000 7.00%
6 Boulegeris Investments, Inc. 65,868 1,697,000 5.27%
7 MORGAN STANLEY 58,525 1,507,000 4.68%
8 ROYAL BANK OF CANADA 33,233 856,000 2.66%
9 Cordasco Financial Network 33,064 852,000 2.65%
10 SII INVESTMENTS INC/WI 30,152 775,000 2.41%
11 TFS CAPITAL LLC 28,046 722,000 2.24%
12 BANK OF AMERICA CORP /DE/ 25,078 646,000 2.01%
13 MARATHON CAPITAL MANAGEMENT 24,392 628,000 1.95%
14 HHG & Company, LLC 20,083 517,000 1.61%
15 STIFEL FINANCIAL CORP 18,800 484,000 1.50%
16 RAYMOND JAMES & ASSOCIATES 18,187 468,000 1.45%
17 Jacobus Wealth Management, Inc. 13,360 344,000 1.07%
18 Gramercy Funds Management LLC 13,093 337,000 1.05%
19 SG Americas Securities, LLC 10,703 276,000 0.86%
20 Mariner, LLC 9,826 253,000 0.79%
21 Cetera Advisors LLC 9,610 249,000 0.77%
22 WOLVERINE ASSET MANAGEMENT LLC 8,927 229,000 0.71%
23 LPL Financial LLC 8,573 221,000 0.69%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,309 111,000 0.34%
25 FineMark National Bank & Trust 3,990 103,000 0.32%
26 AMERICAN INTERNATIONAL GROUP, INC. 2,514 64,761 0.20%
27 Exchange Capital Management, Inc. 2,012 52,000 0.16%
28 Creative Planning 1,500 39,000 0.12%
29 NEW ENGLAND SECURITIES CORP /MA/ 1,205 31,000 0.10%
30 WFG Advisors, LP 1,170 30,000 0.09%
31 BROWN BROTHERS HARRIMAN & CO 1,000 26,000 0.08%
32 MARK SHEPTOFF FINANCIAL PLANNING, LLC 800 21,000 0.07%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 750 19,000 0.06%
34 Stratos Wealth Partners, LTD. 389 10,021 0.03%
35 FIFTH THIRD BANCORP 130 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.