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TORTOISE POWER
TORTOISE POWER. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 33 Institutional holders with a total value of $35,995,633.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 381,463 10,079,000 28.00%
2 BB&T SECURITIES, LLC 17,600 4,649,000 12.92%
3 Advisors Asset Management, Inc. 110,942 2,931,000 8.14%
4 WELLS FARGO & COMPANY/MN 109,390 2,890,000 8.03%
5 UBS Group AG 97,576 2,578,000 7.16%
6 DAVENPORT & Co LLC 96,488 2,549,213 7.08%
7 Boulegeris Investments, Inc. 68,004 1,797,000 4.99%
8 MORGAN STANLEY 67,397 1,781,000 4.95%
9 ROYAL BANK OF CANADA 31,672 837,000 2.33%
10 SII INVESTMENTS INC/WI 30,188 801,000 2.23%
11 RAYMOND JAMES & ASSOCIATES 29,145 770,000 2.14%
12 Cordasco Financial Network 24,052 635,000 1.76%
13 MARATHON CAPITAL MANAGEMENT 22,575 596,000 1.66%
14 HHG & Company, LLC 19,032 503,000 1.40%
15 BANK OF AMERICA CORP /DE/ 17,518 463,000 1.29%
16 STIFEL FINANCIAL CORP 14,035 371,000 1.03%
17 Cetera Advisors LLC 10,119 267,000 0.74%
18 Jacobus Wealth Management, Inc. 9,370 248,000 0.69%
19 Mariner, LLC 9,203 243,000 0.68%
20 LPL Financial LLC 8,817 231,000 0.64%
21 Commonwealth Equity Services, Inc 7,732 204,000 0.57%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,678 176,000 0.49%
23 SYNOVUS FINANCIAL CORP 4,926 131,000 0.36%
24 AMERICAN INTERNATIONAL GROUP, INC. 2,514 66,420 0.18%
25 PNC FINANCIAL SERVICES GROUP, INC. 1,500 40,000 0.11%
26 MSI Financial Services Inc 1,205 32,000 0.09%
27 WFG Advisors, LP 1,170 31,000 0.09%
28 Exchange Capital Management, Inc. 1,017 27,000 0.08%
29 Creative Planning 1,000 26,000 0.07%
30 MARK SHEPTOFF FINANCIAL PLANNING, LLC 800 21,000 0.06%
31 CITIGROUP INC 548 14,000 0.04%
32 Tower Research Capital LLC (TRC) 200 5,000 0.01%
33 FIFTH THIRD BANCORP 130 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.