| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 381,463 | 10,079,000 | 28.00% | ||
| 2 | BB&T SECURITIES, LLC | 17,600 | 4,649,000 | 12.92% | ||
| 3 | Advisors Asset Management, Inc. | 110,942 | 2,931,000 | 8.14% | ||
| 4 | WELLS FARGO & COMPANY/MN | 109,390 | 2,890,000 | 8.03% | ||
| 5 | UBS Group AG | 97,576 | 2,578,000 | 7.16% | ||
| 6 | DAVENPORT & Co LLC | 96,488 | 2,549,213 | 7.08% | ||
| 7 | Boulegeris Investments, Inc. | 68,004 | 1,797,000 | 4.99% | ||
| 8 | MORGAN STANLEY | 67,397 | 1,781,000 | 4.95% | ||
| 9 | ROYAL BANK OF CANADA | 31,672 | 837,000 | 2.33% | ||
| 10 | SII INVESTMENTS INC/WI | 30,188 | 801,000 | 2.23% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 29,145 | 770,000 | 2.14% | ||
| 12 | Cordasco Financial Network | 24,052 | 635,000 | 1.76% | ||
| 13 | MARATHON CAPITAL MANAGEMENT | 22,575 | 596,000 | 1.66% | ||
| 14 | HHG & Company, LLC | 19,032 | 503,000 | 1.40% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 17,518 | 463,000 | 1.29% | ||
| 16 | STIFEL FINANCIAL CORP | 14,035 | 371,000 | 1.03% | ||
| 17 | Cetera Advisors LLC | 10,119 | 267,000 | 0.74% | ||
| 18 | Jacobus Wealth Management, Inc. | 9,370 | 248,000 | 0.69% | ||
| 19 | Mariner, LLC | 9,203 | 243,000 | 0.68% | ||
| 20 | LPL Financial LLC | 8,817 | 231,000 | 0.64% | ||
| 21 | Commonwealth Equity Services, Inc | 7,732 | 204,000 | 0.57% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,678 | 176,000 | 0.49% | ||
| 23 | SYNOVUS FINANCIAL CORP | 4,926 | 131,000 | 0.36% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 2,514 | 66,420 | 0.18% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 1,500 | 40,000 | 0.11% | ||
| 26 | MSI Financial Services Inc | 1,205 | 32,000 | 0.09% | ||
| 27 | WFG Advisors, LP | 1,170 | 31,000 | 0.09% | ||
| 28 | Exchange Capital Management, Inc. | 1,017 | 27,000 | 0.08% | ||
| 29 | Creative Planning | 1,000 | 26,000 | 0.07% | ||
| 30 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 800 | 21,000 | 0.06% | ||
| 31 | CITIGROUP INC | 548 | 14,000 | 0.04% | ||
| 32 | Tower Research Capital LLC (TRC) | 200 | 5,000 | 0.01% | ||
| 33 | FIFTH THIRD BANCORP | 130 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.