Dark
Light
System
Security
TORTOISE POWER
TORTOISE POWER. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 35 Institutional holders with a total value of $43,441,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 479,311 10,645,000 24.50%
2 GUGGENHEIM CAPITAL LLC 272,413 6,050,000 13.93%
3 UBS Group AG 159,353 3,534,000 8.14%
4 FIRST TRUST ADVISORS LP 109,718 2,433,000 5.60%
5 INGALLS & SNYDER LLC 98,141 2,176,000 5.01%
6 ROYAL BANK OF CANADA 94,735 2,101,000 4.84%
7 Boulegeris Investments, Inc. 85,860 1,904,000 4.38%
8 RELATIVE VALUE PARTNERS GROUP, LLC 83,029 1,841,000 4.24%
9 WELLS FARGO & COMPANY/MN 80,577 1,787,000 4.11%
10 DAVENPORT & Co LLC 79,878 1,771,000 4.08%
11 SYNOVUS FINANCIAL CORP 57,275 1,268,000 2.92%
12 Thomas J. Herzfeld Advisors, Inc. 55,206 1,224,000 2.82%
13 MORGAN STANLEY 49,172 1,090,000 2.51%
14 BANK OF AMERICA CORP /DE/ 48,264 1,070,000 2.46%
15 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 47,410 1,051,000 2.42%
16 Raymond James Financial Services Advisors, Inc. 32,426 719,000 1.66%
17 SII INVESTMENTS INC/WI 26,868 594,000 1.37%
18 BB&T SECURITIES, LLC 22,792 509,000 1.17%
19 RAYMOND JAMES & ASSOCIATES 16,398 364,000 0.84%
20 CARDAN CAPITAL PARTNERS, LLC 16,080 357,000 0.82%
21 Frontier Wealth Management LLC 11,458 254,000 0.58%
22 CARNICK & KUBIK GROUP, LLC 10,050 223,000 0.51%
23 Jacobus Wealth Management, Inc. 6,545 145,000 0.33%
24 PNC FINANCIAL SERVICES GROUP, INC. 6,484 144,000 0.33%
25 WHITTIER TRUST CO 1,440 32,000 0.07%
26 MSI Financial Services Inc 1,040 23,000 0.05%
27 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,000 22,000 0.05%
28 IFP ADVISORS, INC 1,000 22,000 0.05%
29 ADVISOR GROUP, INC. 850 19,000 0.04%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 866 19,000 0.04%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 700 16,000 0.04%
32 ENVESTNET ASSET MANAGEMENT INC 633 14,000 0.03%
33 IHT WEALTH MANAGEMENT, LLC 450 10,000 0.02%
34 NEXT Financial Group, Inc 250 6,000 0.01%
35 FIFTH THIRD BANCORP 170 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.