Dark
Light
System
Security
TORTOISE PWR and
TORTOISE PWR and. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 32 Institutional holders with a total value of $27,838,402.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 403,599 7,584,000 27.24%
2 GUGGENHEIM CAPITAL LLC 333,668 6,268,000 22.52%
3 UBS Group AG 91,646 1,722,000 6.19%
4 DAVENPORT & Co LLC 85,897 1,614,004 5.80%
5 WELLS FARGO & COMPANY/MN 84,572 1,589,000 5.71%
6 Boulegeris Investments, Inc. 84,441 1,587,000 5.70%
7 MORGAN STANLEY 60,440 1,136,000 4.08%
8 SII INVESTMENTS INC/WI 40,544 764,000 2.74%
9 BANK OF AMERICA CORP /DE/ 34,771 653,000 2.35%
10 Raymond James Financial Services Advisors, Inc. 34,498 648,000 2.33%
11 ROYAL BANK OF CANADA 30,241 568,000 2.04%
12 BB&T SECURITIES, LLC 21,187 398,000 1.43%
13 HHG & Company, LLC 19,140 360,000 1.29%
14 MARATHON CAPITAL MANAGEMENT 18,840 354,000 1.27%
15 SYNOVUS FINANCIAL CORP 17,656 332,000 1.19%
16 Carnick & Kubik, LLC 16,200 304,398 1.09%
17 RAYMOND JAMES & ASSOCIATES 16,115 303,000 1.09%
18 Commonwealth Equity Services, Inc 15,630 294,000 1.06%
19 STIFEL FINANCIAL CORP 13,841 260,000 0.93%
20 Cordasco Financial Network 12,581 236,000 0.85%
21 SIGNET FINANCIAL MANAGEMENT, LLC 11,084 208,000 0.75%
22 WOLVERINE ASSET MANAGEMENT LLC 9,703 182,000 0.65%
23 Jacobus Wealth Management, Inc. 9,070 170,000 0.61%
24 Thomas J. Herzfeld Advisors, Inc. 8,802 165,000 0.59%
25 AMERICAN INTERNATIONAL GROUP, INC. 2,514 47,000 0.17%
26 MSI Financial Services Inc 1,485 28,000 0.10%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,100 21,000 0.08%
28 PNC FINANCIAL SERVICES GROUP, INC. 1,000 19,000 0.07%
29 MARK SHEPTOFF FINANCIAL PLANNING, LLC 800 15,000 0.05%
30 CITIGROUP INC 265 5,000 0.02%
31 FIFTH THIRD BANCORP 170 3,000 0.01%
32 Tower Research Capital LLC (TRC) 48 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.