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TORTOISE POWER
TORTOISE POWER. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 35 Institutional holders with a total value of $35,950,492.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 559,127 10,931,000 30.41%
2 GUGGENHEIM CAPITAL LLC 261,087 5,104,000 14.20%
3 UBS Group AG 150,642 2,945,000 8.19%
4 INGALLS & SNYDER LLC 105,216 2,057,000 5.72%
5 Boulegeris Investments, Inc. 85,971 1,681,000 4.68%
6 DAVENPORT & Co LLC 68,107 1,331,492 3.70%
7 WELLS FARGO & COMPANY/MN 67,460 1,319,000 3.67%
8 FIRST TRUST ADVISORS LP 67,411 1,318,000 3.67%
9 RELATIVE VALUE PARTNERS GROUP, LLC 66,722 1,296,000 3.60%
10 ROYAL BANK OF CANADA 65,419 1,279,000 3.56%
11 SYNOVUS FINANCIAL CORP 62,708 1,223,000 3.40%
12 MORGAN STANLEY 48,495 948,000 2.64%
13 Thomas J. Herzfeld Advisors, Inc. 36,662 717,000 1.99%
14 Raymond James Financial Services Advisors, Inc. 33,626 657,000 1.83%
15 SII INVESTMENTS INC/WI 26,794 527,000 1.47%
16 BANK OF AMERICA CORP /DE/ 26,265 513,000 1.43%
17 BB&T SECURITIES, LLC 23,238 454,000 1.26%
18 RAYMOND JAMES & ASSOCIATES 14,728 288,000 0.80%
19 Commonwealth Equity Services, Inc 13,579 265,000 0.74%
20 MARATHON CAPITAL MANAGEMENT 11,537 226,000 0.63%
21 Frontier Wealth Management LLC 11,458 224,000 0.62%
22 CARNICK & KUBIK GROUP, LLC 10,550 206,000 0.57%
23 Jacobus Wealth Management, Inc. 9,070 177,000 0.49%
24 CITIGROUP INC 3,958 77,000 0.21%
25 SIGNATUREFD, LLC 1,430 28,000 0.08%
26 WHITTIER TRUST CO 1,389 27,000 0.08%
27 ADVISOR GROUP, INC. 1,450 27,000 0.08%
28 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,000 20,000 0.06%
29 PNC FINANCIAL SERVICES GROUP, INC. 1,000 20,000 0.06%
30 IFP ADVISORS, INC 1,000 20,000 0.06%
31 MSI Financial Services Inc 765 15,000 0.04%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 700 14,000 0.04%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 366 7,000 0.02%
34 US BANCORP \DE\ 300 6,000 0.02%
35 FIFTH THIRD BANCORP 170 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.