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TORTOISE POWER
TORTOISE POWER. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 35 Institutional holders with a total value of $43,093,299.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 513,044 11,467,000 26.61%
2 GUGGENHEIM CAPITAL LLC 295,486 6,604,000 15.32%
3 UBS Group AG 166,698 3,726,000 8.65%
4 INGALLS & SNYDER LLC 103,116 2,305,000 5.35%
5 FIRST TRUST ADVISORS LP 91,155 2,037,000 4.73%
6 ROYAL BANK OF CANADA 90,482 2,022,000 4.69%
7 Boulegeris Investments, Inc. 86,776 1,939,000 4.50%
8 DAVENPORT & Co LLC 79,387 1,774,299 4.12%
9 RELATIVE VALUE PARTNERS GROUP, LLC 69,597 1,555,000 3.61%
10 WELLS FARGO & COMPANY/MN 64,808 1,448,000 3.36%
11 SYNOVUS FINANCIAL CORP 64,127 1,433,000 3.33%
12 MORGAN STANLEY 46,556 1,040,000 2.41%
13 BANK OF AMERICA CORP /DE/ 38,137 852,000 1.98%
14 Thomas J. Herzfeld Advisors, Inc. 36,487 815,000 1.89%
15 Raymond James Financial Services Advisors, Inc. 33,226 743,000 1.72%
16 SII INVESTMENTS INC/WI 26,822 601,000 1.39%
17 BB&T SECURITIES, LLC 22,792 509,000 1.18%
18 CARDAN CAPITAL PARTNERS, LLC 16,033 358,000 0.83%
19 RAYMOND JAMES & ASSOCIATES 14,887 333,000 0.77%
20 Commonwealth Equity Services, Inc 11,687 261,000 0.61%
21 MARATHON CAPITAL MANAGEMENT 11,537 258,000 0.60%
22 Frontier Wealth Management LLC 11,458 256,000 0.59%
23 CARNICK & KUBIK GROUP, LLC 10,550 236,000 0.55%
24 Jacobus Wealth Management, Inc. 6,545 146,000 0.34%
25 PNC FINANCIAL SERVICES GROUP, INC. 4,034 90,000 0.21%
26 MSI Financial Services Inc 3,315 74,000 0.17%
27 WHITTIER TRUST CO 1,415 32,000 0.07%
28 SIGNATUREFD, LLC 1,430 32,000 0.07%
29 JNBA Financial Advisors 1,430 32,000 0.07%
30 ADVISOR GROUP, INC. 1,450 32,000 0.07%
31 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,000 22,000 0.05%
32 IFP ADVISORS, INC 1,000 22,000 0.05%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 866 19,000 0.04%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 700 16,000 0.04%
35 FIFTH THIRD BANCORP 170 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.