| 1 |
Saba Capital Management, L.P. |
1,428,698 |
19,073,000 |
14.13% |
|
|
| 2 |
UBS Group AG |
937,726 |
12,519,000 |
9.28% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
903,777 |
12,065,000 |
8.94% |
|
|
| 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
862,329 |
11,512,000 |
8.53% |
|
|
| 5 |
Invesco Ltd. |
716,847 |
9,570,000 |
7.09% |
|
PRN |
| 6 |
SIT INVESTMENT ASSOCIATES INC |
676,728 |
9,034,000 |
6.69% |
|
|
| 7 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
590,160 |
7,879,000 |
5.84% |
|
|
| 8 |
ROYAL BANK OF CANADA |
441,576 |
5,895,000 |
4.37% |
|
|
| 9 |
NWAM LLC |
438,436 |
5,853,000 |
4.34% |
|
|
| 10 |
MORGAN STANLEY |
383,756 |
5,123,000 |
3.80% |
|
|
| 11 |
CITIGROUP INC |
273,893 |
3,656,000 |
2.71% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
207,814 |
2,774,000 |
2.06% |
|
|
| 13 |
Capital Investment Advisors, LLC |
17,607 |
2,522,000 |
1.87% |
|
|
| 14 |
COHEN & STEERS, INC. |
182,158 |
2,432,000 |
1.80% |
|
|
| 15 |
COHEN & STEERS CAPITAL MANAGEMENT INC |
182,158 |
2,432,000 |
1.80% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
166,894 |
2,228,000 |
1.65% |
|
|
| 17 |
1607 Capital Partners, LLC |
144,425 |
1,928,000 |
1.43% |
|
|
| 18 |
AQR ARBITRAGE LLC |
139,628 |
1,864,000 |
1.38% |
|
|
| 19 |
WOLVERINE ASSET MANAGEMENT LLC |
134,320 |
1,793,000 |
1.33% |
|
|
| 20 |
GUGGENHEIM CAPITAL LLC |
112,587 |
1,502,000 |
1.11% |
|
|
| 21 |
Shaker Financial Services, LLC |
95,202 |
1,271,000 |
0.94% |
|
|
| 22 |
Raymond James Financial Services Advisors, Inc. |
88,148 |
1,177,000 |
0.87% |
|
|
| 23 |
CUE ADVISORY SERVICES, INC. |
86,930 |
1,155,000 |
0.86% |
|
|
| 24 |
DOLIVER ADVISORS, LP |
85,050 |
1,135,000 |
0.84% |
|
|
| 25 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
81,871 |
1,104,000 |
0.82% |
|
|
| 26 |
Yorktown Management & Research Co Inc |
73,000 |
975,000 |
0.72% |
|
|
| 27 |
LPL Financial LLC |
52,060 |
701,000 |
0.52% |
|
|
| 28 |
SII INVESTMENTS INC/WI |
39,305 |
524,000 |
0.39% |
|
|
| 29 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
38,004 |
507,000 |
0.38% |
|
|
| 30 |
Kamunting Street Capital Management, L.P. |
37,700 |
503,000 |
0.37% |
|
|
| 31 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
35,252 |
471,000 |
0.35% |
|
|
| 32 |
STIFEL FINANCIAL CORP |
30,383 |
406,000 |
0.30% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
27,307 |
365,000 |
0.27% |
|
|
| 34 |
Cambridge Investment Research Advisors, Inc. |
26,650 |
356,000 |
0.26% |
|
|
| 35 |
BLACKROCK ADVISORS LLC |
25,096 |
335,000 |
0.25% |
|
|
| 36 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
24,512 |
333,000 |
0.25% |
|
|
| 37 |
ENVESTNET ASSET MANAGEMENT INC |
24,216 |
323,000 |
0.24% |
|
|
| 38 |
FIRST FOUNDATION ADVISORS |
23,710 |
317,000 |
0.23% |
|
|
| 39 |
Advisors Asset Management, Inc. |
19,904 |
266,000 |
0.20% |
|
|
| 40 |
GOLDMAN SACHS GROUP INC |
19,295 |
258,000 |
0.19% |
|
|
| 41 |
AMERICAN INTERNATIONAL GROUP, INC. |
19,091 |
254,865 |
0.19% |
|
|
| 42 |
Investors Capital Advisory Services |
15,178 |
202,000 |
0.15% |
|
|
| 43 |
Winslow, Evans & Crocker, Inc. |
6,170 |
82,354 |
0.06% |
|
|
| 44 |
Sandy Spring Bank |
5,000 |
67,000 |
0.05% |
|
|
| 45 |
WFG Advisors, LP |
5,000 |
67,000 |
0.05% |
|
|
| 46 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,049 |
41,000 |
0.03% |
|
|
| 47 |
WELLS FARGO & COMPANY/MN |
2,101 |
28,000 |
0.02% |
|
|
| 48 |
Creative Planning |
1,961 |
26,000 |
0.02% |
|
|
| 49 |
PANAGORA ASSET MANAGEMENT INC |
1,661 |
22,000 |
0.02% |
|
|
| 50 |
Focused Wealth Management, Inc |
1,500 |
20,000 |
0.01% |
|
|
