| 1 |
Saba Capital Management, L.P. |
482,246 |
4,615,000 |
19.85% |
|
|
| 2 |
CITIGROUP INC |
368,524 |
3,527,000 |
15.17% |
|
|
| 3 |
UBS Group AG |
260,777 |
2,496,000 |
10.74% |
|
|
| 4 |
Invesco Ltd. |
254,945 |
2,440,000 |
10.50% |
|
|
| 5 |
WOLVERINE ASSET MANAGEMENT LLC |
214,168 |
2,049,000 |
8.81% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
207,825 |
1,990,000 |
8.56% |
|
|
| 7 |
Shaker Financial Services, LLC |
194,645 |
1,863,000 |
8.01% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
140,000 |
1,340,000 |
5.76% |
|
|
| 9 |
LPL Financial LLC |
52,279 |
504,000 |
2.17% |
|
|
| 10 |
AQR ARBITRAGE LLC |
49,783 |
476,000 |
2.05% |
|
|
| 11 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
46,416 |
444,000 |
1.91% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
24,298 |
233,000 |
1.00% |
|
|
| 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
20,172 |
193,000 |
0.83% |
|
|
| 14 |
SHUFRO ROSE & CO LLC |
19,700 |
188,000 |
0.81% |
|
|
| 15 |
Neumann Capital Management, LLC |
13,650 |
131,000 |
0.56% |
|
|
| 16 |
FIRST MANHATTAN CO. LLC. |
13,300 |
127,000 |
0.55% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
12,505 |
120,000 |
0.52% |
|
|
| 18 |
DELTA ASSET MANAGEMENT LLC/TN |
11,500 |
110,000 |
0.47% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,000 |
76,000 |
0.33% |
|
|
| 20 |
MORGAN STANLEY |
7,551 |
72,000 |
0.31% |
|
|
| 21 |
MYCIO WEALTH PARTNERS, LLC |
5,000 |
48,000 |
0.21% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
3,849 |
37,000 |
0.16% |
|
|
| 23 |
Bartlett & Co. LLC |
3,250 |
31,000 |
0.13% |
|
|
| 24 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
3,200 |
31,000 |
0.13% |
|
|
| 25 |
MSI Financial Services Inc |
3,030 |
29,000 |
0.12% |
|
|
| 26 |
FIFTH THIRD BANCORP |
2,000 |
19,000 |
0.08% |
|
|
| 27 |
Carroll Financial Associates, Inc. |
2,000 |
19,000 |
0.08% |
|
|
| 28 |
DUNCKER STREETT & CO INC |
1,120 |
11,000 |
0.05% |
|
|
| 29 |
BANK OF MONTREAL /CAN/ |
1,000 |
10,000 |
0.04% |
|
|
| 30 |
NEXT Financial Group, Inc |
900 |
8,000 |
0.03% |
|
|
| 31 |
Tower Research Capital LLC (TRC) |
660 |
6,000 |
0.03% |
|
|
| 32 |
ROYAL BANK OF CANADA |
300 |
3,000 |
0.01% |
|
|
| 33 |
Creative Planning |
75 |
1,000 |
0.00% |
|
|
| 34 |
MUFG Americas Holdings Corp |
64 |
1,000 |
0.00% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
110 |
1,000 |
0.00% |
|
|
