| 1 |
Saba Capital Management, L.P. |
650,794 |
5,968,000 |
23.61% |
|
|
| 2 |
CITIGROUP INC |
368,524 |
3,379,000 |
13.37% |
|
|
| 3 |
UBS Group AG |
294,911 |
2,704,000 |
10.70% |
|
|
| 4 |
Invesco Ltd. |
294,729 |
2,702,000 |
10.69% |
|
|
| 5 |
Shaker Financial Services, LLC |
272,768 |
2,501,000 |
9.89% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
170,845 |
1,566,000 |
6.19% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
166,471 |
1,527,000 |
6.04% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
140,000 |
1,284,000 |
5.08% |
|
|
| 9 |
AQR ARBITRAGE LLC |
68,770 |
631,000 |
2.50% |
|
|
| 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
61,610 |
565,000 |
2.23% |
|
|
| 11 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
46,523 |
427,000 |
1.69% |
|
|
| 12 |
LPL Financial LLC |
35,122 |
322,000 |
1.27% |
|
|
| 13 |
MORGAN STANLEY |
31,034 |
284,000 |
1.12% |
|
|
| 14 |
PANAGORA ASSET MANAGEMENT INC |
20,733 |
190,000 |
0.75% |
|
|
| 15 |
SHUFRO ROSE & CO LLC |
19,700 |
180,000 |
0.71% |
|
|
| 16 |
DOLIVER ADVISORS, LP |
16,279 |
149,000 |
0.59% |
|
|
| 17 |
Cetera Advisors LLC |
16,050 |
147,000 |
0.58% |
|
|
| 18 |
WEDBUSH SECURITIES INC |
14,970 |
137,000 |
0.54% |
|
|
| 19 |
GOLDMAN SACHS GROUP INC |
11,020 |
101,000 |
0.40% |
|
|
| 20 |
DELTA ASSET MANAGEMENT LLC/TN |
10,900 |
100,000 |
0.40% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
9,467 |
87,000 |
0.34% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,000 |
74,000 |
0.29% |
|
|
| 23 |
MYCIO WEALTH PARTNERS, LLC |
5,000 |
46,000 |
0.18% |
|
|
| 24 |
FIRST MANHATTAN CO. LLC. |
4,800 |
44,000 |
0.17% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
3,344 |
31,000 |
0.12% |
|
|
| 26 |
Bartlett & Co. LLC |
3,250 |
30,000 |
0.12% |
|
|
| 27 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
3,200 |
29,000 |
0.11% |
|
|
| 28 |
Carroll Financial Associates, Inc. |
2,000 |
18,000 |
0.07% |
|
|
| 29 |
FIFTH THIRD BANCORP |
2,000 |
18,000 |
0.07% |
|
|
| 30 |
DUNCKER STREETT & CO INC |
1,120 |
10,000 |
0.04% |
|
|
| 31 |
BANK OF MONTREAL /CAN/ |
1,000 |
9,000 |
0.04% |
|
|
| 32 |
NEXT Financial Group, Inc |
900 |
8,000 |
0.03% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
740 |
6,786 |
0.03% |
|
|
| 34 |
ROYAL BANK OF CANADA |
413 |
4,000 |
0.02% |
|
|
| 35 |
Gradient Investments LLC |
202 |
2,000 |
0.01% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
135 |
1,000 |
0.00% |
|
|
