| 1 |
Saba Capital Management, L.P. |
650,794 |
5,031,000 |
18.76% |
|
|
| 2 |
Shaker Financial Services, LLC |
457,433 |
3,536,000 |
13.19% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
372,839 |
2,882,000 |
10.75% |
|
|
| 4 |
CITIGROUP INC |
369,624 |
2,858,000 |
10.66% |
|
|
| 5 |
Invesco Ltd. |
312,673 |
2,417,000 |
9.01% |
|
|
| 6 |
UBS Group AG |
279,498 |
2,161,000 |
8.06% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
173,056 |
1,337,000 |
4.99% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
140,000 |
1,082,000 |
4.03% |
|
|
| 9 |
AQR ARBITRAGE LLC |
90,853 |
702,000 |
2.62% |
|
|
| 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
82,582 |
638,000 |
2.38% |
|
|
| 11 |
GUGGENHEIM CAPITAL LLC |
78,595 |
609,000 |
2.27% |
|
|
| 12 |
Laurion Capital Management LP |
78,234 |
605,000 |
2.26% |
|
|
| 13 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
43,914 |
339,000 |
1.26% |
|
|
| 14 |
LPL Financial LLC |
35,424 |
278,000 |
1.04% |
|
|
| 15 |
MORGAN STANLEY |
29,294 |
226,000 |
0.84% |
|
|
| 16 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
29,218 |
226,000 |
0.84% |
|
|
| 17 |
CORNERSTONE ADVISORS INC |
25,493 |
197,000 |
0.73% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
22,779 |
176,000 |
0.66% |
|
|
| 19 |
Curi Capital, LLC |
22,690 |
175,000 |
0.65% |
|
|
| 20 |
SG Americas Securities, LLC |
22,687 |
175,000 |
0.65% |
|
|
| 21 |
WEDBUSH SECURITIES INC |
22,060 |
171,000 |
0.64% |
|
|
| 22 |
LEVIN CAPITAL STRATEGIES, L.P. |
20,000 |
155,000 |
0.58% |
|
|
| 23 |
SHUFRO ROSE & CO LLC |
19,700 |
152,000 |
0.57% |
|
|
| 24 |
Squarepoint Ops LLC |
19,600 |
152,000 |
0.57% |
|
|
| 25 |
BANK OF AMERICA CORP /DE/ |
13,413 |
104,000 |
0.39% |
|
|
| 26 |
Cetera Advisors LLC |
11,400 |
88,000 |
0.33% |
|
|
| 27 |
Weiss Asset Management LP |
10,194 |
79,000 |
0.29% |
|
|
| 28 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,100 |
63,000 |
0.23% |
|
|
| 29 |
MYCIO WEALTH PARTNERS, LLC |
7,000 |
54,000 |
0.20% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,810 |
37,000 |
0.14% |
|
|
| 31 |
WELLS FARGO & COMPANY/MN |
3,502 |
27,000 |
0.10% |
|
|
| 32 |
Bartlett & Co. LLC |
3,250 |
25,000 |
0.09% |
|
|
| 33 |
Carroll Financial Associates, Inc. |
2,000 |
15,000 |
0.06% |
|
|
| 34 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,400 |
11,000 |
0.04% |
|
|
| 35 |
DUNCKER STREETT & CO INC |
1,120 |
9,000 |
0.03% |
|
|
| 36 |
BANK OF MONTREAL /CAN/ |
1,000 |
8,000 |
0.03% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
719 |
6,000 |
0.02% |
|
|
| 38 |
MSI Financial Services Inc |
694 |
5,000 |
0.02% |
|
|
| 39 |
ROYAL BANK OF CANADA |
512 |
4,000 |
0.01% |
|
|
| 40 |
Creative Planning |
75 |
1,000 |
0.00% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
134 |
1,000 |
0.00% |
|
|
