| 1 |
Saba Capital Management, L.P. |
719,560 |
5,771,000 |
19.93% |
|
|
| 2 |
Shaker Financial Services, LLC |
508,439 |
4,078,000 |
14.08% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
397,743 |
3,190,000 |
11.02% |
|
|
| 4 |
CITIGROUP INC |
367,194 |
2,945,000 |
10.17% |
|
|
| 5 |
UBS Group AG |
266,138 |
2,134,000 |
7.37% |
|
|
| 6 |
Laurion Capital Management LP |
203,527 |
1,632,000 |
5.64% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
184,984 |
1,483,000 |
5.12% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
140,000 |
1,123,000 |
3.88% |
|
|
| 9 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
139,110 |
1,116,000 |
3.85% |
|
|
| 10 |
Invesco Ltd. |
137,748 |
1,105,000 |
3.82% |
|
|
| 11 |
AQR ARBITRAGE LLC |
94,693 |
759,000 |
2.62% |
|
|
| 12 |
GUGGENHEIM CAPITAL LLC |
56,260 |
451,000 |
1.56% |
|
|
| 13 |
Raymond James Financial Services Advisors, Inc. |
49,806 |
399,000 |
1.38% |
|
|
| 14 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
45,609 |
366,000 |
1.26% |
|
|
| 15 |
LPL Financial LLC |
35,358 |
282,000 |
0.97% |
|
|
| 16 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
34,018 |
273,000 |
0.94% |
|
|
| 17 |
WEDBUSH SECURITIES INC |
31,110 |
250,000 |
0.86% |
|
|
| 18 |
MORGAN STANLEY |
28,310 |
227,000 |
0.78% |
|
|
| 19 |
LEVIN CAPITAL STRATEGIES, L.P. |
20,000 |
160,000 |
0.55% |
|
|
| 20 |
SHUFRO ROSE & CO LLC |
19,700 |
158,000 |
0.55% |
|
PRN |
| 21 |
SG Americas Securities, LLC |
19,487 |
156,000 |
0.54% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
19,355 |
155,000 |
0.54% |
|
|
| 23 |
Advisors Asset Management, Inc. |
14,727 |
118,000 |
0.41% |
|
|
| 24 |
Cambridge Investment Research Advisors, Inc. |
13,286 |
107,000 |
0.37% |
|
|
| 25 |
SENTINEL TRUST CO LBA |
12,431 |
100,000 |
0.35% |
|
|
| 26 |
CARDAN CAPITAL PARTNERS, LLC |
10,453 |
84,000 |
0.29% |
|
PRN |
| 27 |
Cetera Advisor Networks LLC |
10,134 |
81,000 |
0.28% |
|
|
| 28 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,100 |
65,000 |
0.22% |
|
|
| 29 |
MYCIO WEALTH PARTNERS, LLC |
7,000 |
56,000 |
0.19% |
|
|
| 30 |
ENVESTNET ASSET MANAGEMENT INC |
3,852 |
31,000 |
0.11% |
|
|
| 31 |
Bartlett & Co. LLC |
3,250 |
26,000 |
0.09% |
|
|
| 32 |
WELLS FARGO & COMPANY/MN |
2,501 |
20,000 |
0.07% |
|
|
| 33 |
Carroll Financial Associates, Inc. |
2,000 |
16,000 |
0.06% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,140 |
9,000 |
0.03% |
|
|
| 35 |
DUNCKER STREETT & CO INC |
1,120 |
9,000 |
0.03% |
|
|
| 36 |
BANK OF MONTREAL /CAN/ |
1,000 |
8,000 |
0.03% |
|
|
| 37 |
MSI Financial Services Inc |
715 |
6,000 |
0.02% |
|
|
| 38 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
366 |
3,000 |
0.01% |
|
|
| 39 |
ROYAL BANK OF CANADA |
200 |
2,000 |
0.01% |
|
|
| 40 |
Creative Planning |
75 |
1,000 |
0.00% |
|
|
