| 1 |
Saba Capital Management, L.P. |
650,794 |
5,193,000 |
21.24% |
|
|
| 2 |
CITIGROUP INC |
368,524 |
2,941,000 |
12.03% |
|
|
| 3 |
Shaker Financial Services, LLC |
354,896 |
2,832,000 |
11.58% |
|
|
| 4 |
Invesco Ltd. |
311,457 |
2,485,000 |
10.16% |
|
|
| 5 |
UBS Group AG |
306,434 |
2,445,000 |
10.00% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
263,858 |
2,106,000 |
8.61% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
173,788 |
1,386,000 |
5.67% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
140,000 |
1,117,000 |
4.57% |
|
|
| 9 |
GUGGENHEIM CAPITAL LLC |
122,770 |
979,000 |
4.00% |
|
|
| 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
79,028 |
631,000 |
2.58% |
|
|
| 11 |
AQR ARBITRAGE LLC |
76,460 |
610,000 |
2.49% |
|
|
| 12 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
47,016 |
375,000 |
1.53% |
|
|
| 13 |
MORGAN STANLEY |
29,774 |
237,000 |
0.97% |
|
|
| 14 |
DOLIVER ADVISORS, LP |
26,774 |
214,000 |
0.88% |
|
|
| 15 |
LPL Financial LLC |
24,643 |
197,000 |
0.81% |
|
|
| 16 |
SHUFRO ROSE & CO LLC |
19,700 |
157,000 |
0.64% |
|
|
| 17 |
WEDBUSH SECURITIES INC |
15,920 |
127,000 |
0.52% |
|
|
| 18 |
Cetera Advisors LLC |
11,400 |
91,000 |
0.37% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,000 |
64,000 |
0.26% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
7,528 |
60,000 |
0.25% |
|
|
| 21 |
MYCIO WEALTH PARTNERS, LLC |
5,000 |
40,000 |
0.16% |
|
|
| 22 |
FIRST MANHATTAN CO. LLC. |
4,800 |
38,000 |
0.16% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
3,873 |
31,000 |
0.13% |
|
|
| 24 |
Bartlett & Co. LLC |
3,250 |
26,000 |
0.11% |
|
|
| 25 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
2,900 |
23,000 |
0.09% |
|
|
| 26 |
Carroll Financial Associates, Inc. |
2,000 |
16,000 |
0.07% |
|
|
| 27 |
DUNCKER STREETT & CO INC |
1,120 |
9,000 |
0.04% |
|
|
| 28 |
BANK OF MONTREAL /CAN/ |
1,000 |
8,000 |
0.03% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
740 |
6,000 |
0.02% |
|
|
| 30 |
ROYAL BANK OF CANADA |
355 |
2,000 |
0.01% |
|
|
| 31 |
Windsor Capital Management, LLC |
200 |
1,000 |
0.00% |
|
|
| 32 |
Creative Planning |
75 |
1,000 |
0.00% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
135 |
1,000 |
0.00% |
|
|
