| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 727 | 11,000 | 0.01% | ||
| 2 | INTEGRATED WEALTH MANAGEMENT | 1,000 | 15,000 | 0.01% | ||
| 3 | MSI Financial Services Inc | 1,313 | 20,000 | 0.02% | ||
| 4 | D.A. DAVIDSON & CO. | 2,500 | 38,000 | 0.04% | ||
| 5 | Tower Research Capital LLC (TRC) | 2,900 | 45,000 | 0.04% | ||
| 6 | DEUTSCHE BANK AG\ | 3,022 | 46,000 | 0.04% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 4,426 | 68,154 | 0.06% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 17,103 | 261,000 | 0.24% | ||
| 9 | ROYAL BANK OF CANADA | 22,604 | 349,000 | 0.33% | ||
| 10 | Virtu KCG Holdings LLC | 23,230 | 358,000 | 0.33% | ||
| 11 | AMERIPRISE FINANCIAL INC | 26,594 | 410,000 | 0.38% | ||
| 12 | Cetera Advisor Networks LLC | 27,064 | 442,000 | 0.41% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 31,741 | 489,000 | 0.46% | ||
| 14 | DOLIVER ADVISORS, LP | 32,865 | 506,000 | 0.47% | ||
| 15 | SII INVESTMENTS INC/WI | 38,130 | 588,000 | 0.55% | ||
| 16 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 66,292 | 1,022,000 | 0.95% | ||
| 17 | Advisors Asset Management, Inc. | 74,741 | 1,151,000 | 1.07% | ||
| 18 | COHEN & STEERS, INC. | 84,285 | 1,298,000 | 1.21% | ||
| 19 | ENVESTNET ASSET MANAGEMENT INC | 90,147 | 1,388,000 | 1.29% | ||
| 20 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 95,101 | 1,465,000 | 1.36% | ||
| 21 | LPL Financial LLC | 94,825 | 1,475,000 | 1.37% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 113,800 | 1,753,000 | 1.63% | ||
| 23 | CREDIT SUISSE AG/ | 117,602 | 1,811,000 | 1.69% | ||
| 24 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 119,023 | 1,833,000 | 1.71% | ||
| 25 | UBS Group AG | 128,567 | 1,980,000 | 1.84% | ||
| 26 | Carlson Capital, L.P. | 153,333 | 2,361,000 | 2.20% | ||
| 27 | CITIGROUP INC | 156,873 | 2,416,000 | 2.25% | ||
| 28 | Yorktown Management & Research Co Inc | 215,000 | 3,311,000 | 3.08% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 337,552 | 5,198,000 | 4.84% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 363,894 | 5,603,000 | 5.22% | ||
| 31 | Pine River Capital Management L.P. | 374,341 | 5,765,000 | 5.37% | ||
| 32 | Invesco Ltd. | 429,574 | 6,615,000 | 6.16% | ||
| 33 | WELLS FARGO & COMPANY/MN | 549,933 | 8,469,000 | 7.89% | ||
| 34 | THIRD AVENUE MANAGEMENT LLC | 550,250 | 8,474,000 | 7.89% | ||
| 35 | MORGAN STANLEY | 637,273 | 9,814,000 | 9.14% | ||
| 36 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 664,577 | 10,234,000 | 9.53% | ||
| 37 | Saba Capital Management, L.P. | 1,316,128 | 20,268,000 | 18.88% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
