| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | AMERIPRISE FINANCIAL INC | 1,271 | 19,000 | 0.01% | ||
| 102 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 877 | 13,000 | 0.01% | ||
| 103 | NEXT Financial Group, Inc | 700 | 10,000 | 0.01% | ||
| 104 | UBS AG | 500 | 7,000 | 0.00% | Call | |
| 105 | SUMMIT SECURITIES GROUP LLC | 500 | 7,000 | 0.00% | ||
| 106 | Tower Research Capital LLC (TRC) | 272 | 4,000 | 0.00% | ||
| 107 | ClariVest Asset Management LLC | 23 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
