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ZOGENIX INC
ZOGENIX INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 86 Institutional holders with a total value of $91,926,813.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BANK OF AMERICA CORP /DE/ 58,399 67,000 0.07%
52 CITIGROUP INC 57,679 66,000 0.07%
53 BLACKROCK ADVISORS LLC 51,853 60,000 0.07%
54 Tower Research Capital LLC (TRC) 42,052 48,000 0.05%
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,300 43,000 0.05% Call
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,500 39,000 0.04% Put
57 PRINCIPAL FINANCIAL GROUP INC 33,767 39,000 0.04%
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,018 37,000 0.04%
59 UBS AG 29,727 34,000 0.04%
60 GUGGENHEIM CAPITAL LLC 26,855 31,000 0.03%
61 BARCLAYS PLC 26,419 27,000 0.03%
62 FIRST NATIONAL BANK OF OMAHA 22,280 26,000 0.03%
63 PARAMETRIC PORTFOLIO ASSOCIATES LLC 19,035 22,000 0.02%
64 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 17,319 20,000 0.02%
65 Legal & General Group Plc 17,002 20,000 0.02%
66 CITADEL ADVISORS LLC 16,313 19,000 0.02%
67 Capstone Financial Advisors, Inc. 15,500 18,000 0.02%
68 STIFEL FINANCIAL CORP 16,000 18,000 0.02%
69 CANADA LIFE ASSURANCE Co 14,170 17,000 0.02%
70 Spot Trading L.L.C 14,000 16,000 0.02% Call
71 M&T BANK CORP 13,190 16,000 0.02%
72 AMALGAMATED BANK 11,969 14,000 0.02%
73 EP Wealth Advisors, LLC 10,000 12,000 0.01%
74 BNP PARIBAS FINANCIAL MARKETS 8,235 9,470 0.01%
75 WELLS FARGO & COMPANY/MN 7,552 8,000 0.01%
76 UBS AG 6,700 8,000 0.01% Call
77 BlackRock Finance, Inc. 3,302 4,000 0.00%
78 US BANCORP \DE\ 2,850 3,000 0.00%
79 NEXT Financial Group, Inc 900 1,000 0.00%
80 Financial Architects, Inc 940 1,000 0.00%
81 Creative Planning 500 1,000 0.00%
82 PNC FINANCIAL SERVICES GROUP, INC. 930 1,000 0.00%
83 Tradewinds Capital Management, LLC 1,000 1,000 0.00%
84 GROUP ONE TRADING LLC 248 0 0.00%
85 PEAK6 Group LLC 6 0 0.00%
86 AMERIPRISE FINANCIAL INC 200 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.