| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 34,985,000 | 35,693,000 | 25.16% | PRN | |
| 2 | STEELHEAD PARTNERS LLC | 21,032,000 | 21,400,000 | 15.08% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 16,275,000 | 16,560,000 | 11.67% | ||
| 4 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 10,820,000 | 11,019,000 | 7.77% | PRN | |
| 5 | MACKAY SHIELDS LLC | 9,709,000 | 9,927,000 | 7.00% | PRN | |
| 6 | MORGAN STANLEY | 5,800,000 | 5,887,000 | 4.15% | PRN | |
| 7 | Invesco Ltd. | 5,525,000 | 5,622,000 | 3.96% | ||
| 8 | ROYAL BANK OF CANADA | 5,225,000 | 5,271,000 | 3.72% | PRN | |
| 9 | TD ASSET MANAGEMENT INC | 4,991,000 | 5,103,000 | 3.60% | ||
| 10 | CREDIT SUISSE AG/ | 5,000,000 | 5,088,000 | 3.59% | PRN | |
| 11 | WELLS FARGO & COMPANY/MN | 3,546,000 | 3,607,000 | 2.54% | PRN | |
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 30,000 | 3,053,000 | 2.15% | PRN | |
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 2,844,000 | 2,908,000 | 2.05% | ||
| 14 | LAFFER TENGLER INVESTMENTS, INC. | 1,712 | 1,836,751 | 1.29% | ||
| 15 | Pinnacle Holdings, LLC | 1,480,000 | 1,507,202 | 1.06% | ||
| 16 | JPMORGAN CHASE & CO | 1,111,000 | 1,130,000 | 0.80% | PRN | |
| 17 | Cetera Advisors LLC | 1,094,000 | 1,104,000 | 0.78% | PRN | |
| 18 | Bank of New York Mellon Corp | 1,000,000 | 1,019,000 | 0.72% | ||
| 19 | Carnegie Investment Counsel | 700,000 | 713,000 | 0.50% | ||
| 20 | Oxbow Advisors, LLC | 695 | 702,000 | 0.49% | ||
| 21 | BARCLAYS PLC | 571,000 | 577,000 | 0.41% | PRN | |
| 22 | AMUNDI ASSET MANAGEMENT US, INC. | 520,000 | 529,000 | 0.37% | PRN | |
| 23 | WEDBUSH SECURITIES INC | 5,000 | 509,000 | 0.36% | ||
| 24 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 3,000 | 304,000 | 0.21% | ||
| 25 | STIFEL FINANCIAL CORP | 188,238 | 188,000 | 0.13% | PRN | |
| 26 | Argentus Capital Management, LLC | 150,000 | 150,000 | 0.11% | PRN | |
| 27 | Cambridge Investment Research Advisors, Inc. | 140,000 | 142,000 | 0.10% | ||
| 28 | Sigma Planning Corp | 95,000 | 97,000 | 0.07% | ||
| 29 | M&T BANK CORP | 75,000 | 76,000 | 0.05% | PRN | |
| 30 | CITIGROUP INC | 63,000 | 64,000 | 0.05% | PRN | |
| 31 | Waverly Advisors, LLC | 25,000 | 25,000 | 0.02% | PRN | |
| 32 | GREAT LAKES ADVISORS, LLC | 25,000 | 25,000 | 0.02% | PRN | |
| 33 | Commonwealth Equity Services, Inc | 15,000 | 15,000 | 0.01% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,000 | 10,000 | 0.01% | ||
| 35 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,000 | 4,000 | 0.00% | ||
| 36 | THOMPSON DAVIS & CO., INC. | 3,000 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
