| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 28,290,000 | 29,051,000 | 21.90% | PRN | |
| 2 | STEELHEAD PARTNERS LLC | 19,782,000 | 20,326,000 | 15.32% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 15,275,000 | 15,552,000 | 11.72% | ||
| 4 | MACKAY SHIELDS LLC | 10,677,000 | 10,924,000 | 8.23% | PRN | |
| 5 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 9,070,000 | 9,302,000 | 7.01% | PRN | |
| 6 | MORGAN STANLEY | 5,759,000 | 5,885,000 | 4.44% | PRN | |
| 7 | Invesco Ltd. | 5,525,000 | 5,625,000 | 4.24% | ||
| 8 | CREDIT SUISSE AG/ | 5,380,000 | 5,478,000 | 4.13% | PRN | |
| 9 | OAKTREE CAPITAL MANAGEMENT LP | 5,225,000 | 5,381,000 | 4.06% | PRN | |
| 10 | ROYAL BANK OF CANADA | 5,225,000 | 5,369,000 | 4.05% | PRN | |
| 11 | WELLS FARGO & COMPANY/MN | 3,304,000 | 3,363,000 | 2.53% | PRN | |
| 12 | THRIVENT FINANCIAL FOR LUTHERANS | 2,844,000 | 2,910,000 | 2.19% | ||
| 13 | TD Securities (USA) LLC | 2,795,000 | 2,833,000 | 2.14% | PRN | |
| 14 | LAFFER TENGLER INVESTMENTS, INC. | 1,823 | 1,913,818 | 1.44% | ||
| 15 | JPMORGAN CHASE & CO | 1,111,000 | 1,131,000 | 0.85% | PRN | |
| 16 | Cetera Advisors LLC | 1,094,000 | 1,104,000 | 0.83% | PRN | |
| 17 | KING INVESTMENT ADVISORS INC/TX | 1,025 | 1,037,000 | 0.78% | ||
| 18 | Bank of New York Mellon Corp | 1,000,000 | 1,028,000 | 0.77% | ||
| 19 | Carnegie Investment Counsel | 725,000 | 743,000 | 0.56% | ||
| 20 | BARCLAYS PLC | 691,000 | 698,000 | 0.53% | PRN | |
| 21 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 6,000 | 615,000 | 0.46% | ||
| 22 | AMUNDI ASSET MANAGEMENT US, INC. | 520,000 | 529,000 | 0.40% | PRN | |
| 23 | WEDBUSH SECURITIES INC | 5,000 | 509,000 | 0.38% | ||
| 24 | DEUTSCHE BANK AG\ | 288,000 | 293,000 | 0.22% | PRN | |
| 25 | Pinnacle Holdings, LLC | 255,000 | 261,523 | 0.20% | SH | |
| 26 | STIFEL FINANCIAL CORP | 241,297 | 241,000 | 0.18% | PRN | |
| 27 | Argentus Capital Management, LLC | 150,000 | 150,000 | 0.11% | PRN | |
| 28 | Cambridge Investment Research Advisors, Inc. | 125,000 | 127,000 | 0.10% | ||
| 29 | Sigma Planning Corp | 95,000 | 97,000 | 0.07% | ||
| 30 | M&T BANK CORP | 75,000 | 76,000 | 0.06% | PRN | |
| 31 | CITIGROUP INC | 39,000 | 40,000 | 0.03% | PRN | |
| 32 | GREAT LAKES ADVISORS, LLC | 25,000 | 25,000 | 0.02% | PRN | |
| 33 | Waverly Advisors, LLC | 25,000 | 25,000 | 0.02% | PRN | |
| 34 | Commonwealth Equity Services, Inc | 15,000 | 15,000 | 0.01% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,000 | 10,000 | 0.01% | ||
| 36 | NEXT Financial Group, Inc | 10,000 | 10,000 | 0.01% | PRN | |
| 37 | THOMPSON DAVIS & CO., INC. | 3,000 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
