| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 58,394,000 | 58,405,000 | 38.45% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 20,815,000 | 20,763,000 | 13.67% | ||
| 3 | STEELHEAD PARTNERS LLC | 15,682,000 | 15,702,000 | 10.34% | PRN | |
| 4 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 10,070,000 | 10,037,000 | 6.61% | PRN | |
| 5 | MORGAN STANLEY | 8,492,000 | 8,466,000 | 5.57% | PRN | |
| 6 | OAKTREE CAPITAL MANAGEMENT LP | 5,834,000 | 5,839,000 | 3.84% | PRN | |
| 7 | Invesco Ltd. | 5,525,000 | 5,511,000 | 3.63% | PRN | |
| 8 | CREDIT SUISSE AG/ | 5,425,000 | 5,412,000 | 3.56% | PRN | |
| 9 | ROYAL BANK OF CANADA | 5,225,000 | 5,225,000 | 3.44% | PRN | |
| 10 | TD ASSET MANAGEMENT INC | 4,991,000 | 5,003,000 | 3.29% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 30,000 | 2,993,000 | 1.97% | PRN | |
| 12 | LAFFER TENGLER INVESTMENTS, INC. | 1,472 | 1,552,161 | 1.02% | PRN | |
| 13 | Pinnacle Holdings, LLC | 1,465,000 | 1,460,248 | 0.96% | ||
| 14 | Cetera Advisors LLC | 1,080,000 | 1,080,000 | 0.71% | PRN | |
| 15 | BASSO CAPITAL MANAGEMENT, L.P. | 1,078,000 | 1,078,000 | 0.71% | PRN | |
| 16 | Oxbow Advisors, LLC | 730 | 730,000 | 0.48% | ||
| 17 | AMUNDI ASSET MANAGEMENT US, INC. | 520,000 | 519,000 | 0.34% | PRN | |
| 18 | WEDBUSH SECURITIES INC | 5,000 | 499,000 | 0.33% | ||
| 19 | MACKAY SHIELDS LLC | 385,000 | 386,000 | 0.25% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 325,000 | 324,000 | 0.21% | PRN | |
| 21 | STIFEL FINANCIAL CORP | 184,538 | 185,000 | 0.12% | PRN | |
| 22 | Cambridge Investment Research Advisors, Inc. | 140,000 | 140,000 | 0.09% | ||
| 23 | PIPER SANDLER & CO. | 125,000 | 125,000 | 0.08% | PRN | |
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 125,000 | 125,000 | 0.08% | ||
| 25 | Sigma Planning Corp | 95,000 | 95,000 | 0.06% | ||
| 26 | M&T BANK CORP | 75,000 | 75,000 | 0.05% | PRN | |
| 27 | BANK OF AMERICA CORP /DE/ | 62,000 | 62,000 | 0.04% | PRN | |
| 28 | GREAT LAKES ADVISORS, LLC | 25,000 | 25,000 | 0.02% | PRN | |
| 29 | Waverly Advisors, LLC | 25,000 | 25,000 | 0.02% | PRN | |
| 30 | IFP ADVISORS, INC | 22,000 | 22,000 | 0.01% | ||
| 31 | Commonwealth Equity Services, Inc | 15,000 | 15,000 | 0.01% | ||
| 32 | RAND WEALTH, LLC | 10,000 | 10,000 | 0.01% | ||
| 33 | THOMPSON DAVIS & CO., INC. | 1,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
