| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 760,000 | 12,996,000 | 23.53% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 556,593 | 9,518,000 | 17.23% | ||
| 3 | Invesco Ltd. | 400,239 | 6,844,000 | 12.39% | ||
| 4 | MORGAN STANLEY | 335,132 | 5,730,000 | 10.37% | ||
| 5 | Advisors Asset Management, Inc. | 190,916 | 3,265,000 | 5.91% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 151,753 | 2,595,000 | 4.70% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 149,058 | 2,549,000 | 4.61% | ||
| 8 | BNP PARIBAS FINANCIAL MARKETS | 110,270 | 1,885,617 | 3.41% | ||
| 9 | JPMORGAN CHASE & CO | 104,386 | 1,785,000 | 3.23% | ||
| 10 | UBS AG | 86,348 | 1,477,000 | 2.67% | ||
| 11 | WELLS FARGO & COMPANY/MN | 76,775 | 1,313,000 | 2.38% | ||
| 12 | Saba Capital Management, L.P. | 75,755 | 1,295,000 | 2.34% | ||
| 13 | DEUTSCHE BANK AG\ | 74,057 | 1,266,000 | 2.29% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 39,870 | 681,000 | 1.23% | ||
| 15 | OPPENHEIMER & CO INC | 30,235 | 517,000 | 0.94% | ||
| 16 | DOLIVER ADVISORS, LP | 26,630 | 455,000 | 0.82% | ||
| 17 | Shaker Financial Services, LLC | 16,057 | 275,000 | 0.50% | ||
| 18 | AQR CAPITAL MANAGEMENT LLC | 15,620 | 267,000 | 0.48% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 11,500 | 197,000 | 0.36% | ||
| 20 | Peachtree Investment Advisors, Inc. | 8,600 | 147,000 | 0.27% | ||
| 21 | ROYAL BANK OF CANADA | 3,213 | 55,000 | 0.10% | ||
| 22 | BANK OF MONTREAL /CAN/ | 1,970 | 34,000 | 0.06% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,605 | 27,000 | 0.05% | ||
| 24 | FIRST MANHATTAN CO. LLC. | 1,250 | 21,000 | 0.04% | ||
| 25 | NEXT Financial Group, Inc | 1,118 | 19,000 | 0.03% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 814 | 14,000 | 0.03% | ||
| 27 | CITIGROUP INC | 743 | 12,000 | 0.02% | ||
| 28 | FIFTH THIRD BANCORP | 67 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
