| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 617,746 | 9,686,000 | 18.02% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 456,746 | 7,161,000 | 13.32% | ||
| 3 | Invesco Ltd. | 430,974 | 6,757,000 | 12.57% | ||
| 4 | MORGAN STANLEY | 320,932 | 5,032,000 | 9.36% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 285,954 | 4,484,000 | 8.34% | ||
| 6 | Advisors Asset Management, Inc. | 166,511 | 2,611,000 | 4.86% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 134,667 | 2,112,000 | 3.93% | ||
| 8 | Shaker Financial Services, LLC | 127,374 | 1,997,000 | 3.72% | ||
| 9 | WELLS FARGO & COMPANY/MN | 122,856 | 1,926,000 | 3.58% | ||
| 10 | FNY Managed Accounts LLC | 117,505 | 1,842,478 | 3.43% | ||
| 11 | Apollo Management Holdings, L.P. | 100,000 | 1,568,000 | 2.92% | ||
| 12 | Laurion Capital Management LP | 95,095 | 1,491,000 | 2.77% | ||
| 13 | HighTower Advisors, LLC | 74,391 | 1,170,000 | 2.18% | ||
| 14 | Curi Capital, LLC | 62,993 | 988,000 | 1.84% | ||
| 15 | DEUTSCHE BANK AG\ | 51,905 | 813,000 | 1.51% | ||
| 16 | STIFEL FINANCIAL CORP | 40,000 | 627,000 | 1.17% | ||
| 17 | Virtu KCG Holdings LLC | 33,380 | 523,000 | 0.97% | ||
| 18 | UBS Group AG | 32,287 | 506,000 | 0.94% | ||
| 19 | JPMORGAN CHASE & CO | 31,032 | 487,000 | 0.91% | ||
| 20 | TFS CAPITAL LLC | 25,320 | 397,000 | 0.74% | ||
| 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 23,006 | 361,000 | 0.67% | ||
| 22 | CLOUGH CAPITAL PARTNERS L P | 21,100 | 331,000 | 0.62% | ||
| 23 | OPPENHEIMER & CO INC | 17,469 | 274,000 | 0.51% | ||
| 24 | Peachtree Investment Advisors, Inc. | 16,900 | 265,000 | 0.49% | ||
| 25 | LPL Financial LLC | 12,376 | 192,000 | 0.36% | ||
| 26 | BANK OF MONTREAL /CAN/ | 2,920 | 46,000 | 0.09% | ||
| 27 | Tower Research Capital LLC (TRC) | 2,454 | 38,000 | 0.07% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,349 | 37,000 | 0.07% | ||
| 29 | FIRST MANHATTAN CO. LLC. | 1,250 | 19,000 | 0.04% | ||
| 30 | US FINANCIAL ADVISORS, LLC | 275 | 4,000 | 0.01% | ||
| 31 | CITIGROUP INC | 212 | 3,000 | 0.01% | ||
| 32 | US BANCORP \DE\ | 57 | 1,000 | 0.00% | ||
| 33 | FIFTH THIRD BANCORP | 67 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
