| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 760,000 | 12,639,000 | 22.00% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 492,201 | 8,185,000 | 14.25% | ||
| 3 | MORGAN STANLEY | 476,940 | 7,931,000 | 13.81% | ||
| 4 | Invesco Ltd. | 345,267 | 5,742,000 | 10.00% | ||
| 5 | Advisors Asset Management, Inc. | 344,549 | 5,730,000 | 9.98% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 193,015 | 3,210,000 | 5.59% | ||
| 7 | JPMORGAN CHASE & CO | 182,245 | 3,031,000 | 5.28% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 155,497 | 2,586,000 | 4.50% | ||
| 9 | Apollo Management Holdings, L.P. | 100,000 | 1,663,000 | 2.90% | ||
| 10 | WELLS FARGO & COMPANY/MN | 75,747 | 1,260,000 | 2.19% | ||
| 11 | UBS Group AG | 68,368 | 1,137,000 | 1.98% | ||
| 12 | BNP PARIBAS FINANCIAL MARKETS | 63,802 | 1,061,027 | 1.85% | ||
| 13 | DEUTSCHE BANK AG\ | 38,495 | 640,000 | 1.11% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 34,315 | 570,000 | 0.99% | ||
| 15 | OPPENHEIMER & CO INC | 28,135 | 468,000 | 0.81% | ||
| 16 | Saba Capital Management, L.P. | 23,824 | 396,000 | 0.69% | ||
| 17 | SG Americas Securities, LLC | 19,627 | 326,000 | 0.57% | ||
| 18 | Peachtree Investment Advisors, Inc. | 16,900 | 281,000 | 0.49% | ||
| 19 | Virtu KCG Holdings LLC | 13,069 | 217,000 | 0.38% | ||
| 20 | Capital Investment Advisors, LLC | 10,900 | 181,000 | 0.32% | ||
| 21 | CITIGROUP INC | 3,796 | 63,000 | 0.11% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,105 | 35,000 | 0.06% | ||
| 23 | BANK OF MONTREAL /CAN/ | 1,970 | 33,000 | 0.06% | ||
| 24 | FIRST MANHATTAN CO. LLC. | 1,250 | 20,000 | 0.03% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 814 | 14,000 | 0.02% | ||
| 26 | NATIONAL PLANNING CORP | 840 | 13,927 | 0.02% | ||
| 27 | US FINANCIAL ADVISORS, LLC | 275 | 5,000 | 0.01% | ||
| 28 | Hedeker Wealth, LLC | 100 | 2,000 | 0.00% | ||
| 29 | FIFTH THIRD BANCORP | 67 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
