Dark
Light
System
Security
APOLLO SR FLOATING RATE FD INC COM
APOLLO SR FLOATING RATE FD INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 20 Institutional holders with a total value of $41,362,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BAILLIE GIFFORD & CO 681,426 12,116,000 29.29%
2 GUGGENHEIM CAPITAL LLC 492,967 8,768,000 21.20%
3 MORGAN STANLEY 334,009 5,938,000 14.36%
4 Invesco Ltd. 267,072 4,749,000 11.48%
5 Advisors Asset Management, Inc. 168,875 3,003,000 7.26%
6 BANK OF AMERICA CORP /DE/ 102,283 1,818,000 4.40%
7 Apollo Management Holdings, L.P. 100,000 1,768,000 4.27%
8 WELLS FARGO & COMPANY/MN 76,383 1,358,000 3.28%
9 DEUTSCHE BANK AG\ 50,907 905,000 2.19%
10 UBS Group AG 28,837 513,000 1.24%
11 Peachtree Investment Advisors, Inc. 16,900 300,000 0.73%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,405 43,000 0.10%
13 BANK OF MONTREAL /CAN/ 2,220 39,000 0.09%
14 FIRST MANHATTAN CO. LLC. 1,250 22,000 0.05%
15 CITIGROUP INC 600 11,000 0.03%
16 US FINANCIAL ADVISORS, LLC 275 5,000 0.01%
17 Tower Research Capital LLC (TRC) 172 3,000 0.01%
18 US BANCORP \DE\ 57 1,000 0.00%
19 Hedeker Wealth, LLC 100 1,000 0.00%
20 FIFTH THIRD BANCORP 67 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.