| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIFTH THIRD BANCORP | 67 | 1,000 | 0.00% | ||
| 2 | US FINANCIAL ADVISORS, LLC | 275 | 5,000 | 0.01% | ||
| 3 | Tower Research Capital LLC (TRC) | 366 | 7,000 | 0.01% | ||
| 4 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 626 | 11,000 | 0.02% | ||
| 5 | FIRST MANHATTAN CO. LLC. | 1,250 | 22,000 | 0.04% | ||
| 6 | BANK OF MONTREAL /CAN/ | 1,970 | 35,000 | 0.06% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,105 | 38,000 | 0.07% | ||
| 8 | CITIGROUP INC | 3,003 | 54,000 | 0.10% | ||
| 9 | MARINER WEALTH ADVISORS-NYC, LLC | 5,440 | 97,000 | 0.18% | ||
| 10 | Capital Investment Advisors, LLC | 10,900 | 194,000 | 0.35% | ||
| 11 | Peachtree Investment Advisors, Inc. | 16,900 | 301,000 | 0.55% | ||
| 12 | Saba Capital Management, L.P. | 16,962 | 303,000 | 0.55% | ||
| 13 | OPPENHEIMER & CO INC | 20,469 | 365,000 | 0.67% | ||
| 14 | UBS Group AG | 21,537 | 385,000 | 0.70% | ||
| 15 | AQR ARBITRAGE LLC | 24,681 | 440,000 | 0.80% | ||
| 16 | WELLS FARGO & COMPANY/MN | 85,197 | 1,520,000 | 2.78% | ||
| 17 | Apollo Management Holdings, L.P. | 100,000 | 1,784,000 | 3.26% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 102,956 | 1,837,000 | 3.36% | ||
| 19 | MARINER INVESTMENT GROUP LLC | 104,066 | 1,857,000 | 3.40% | ||
| 20 | DEUTSCHE BANK AG\ | 108,570 | 1,936,000 | 3.54% | ||
| 21 | Advisors Asset Management, Inc. | 180,419 | 3,219,000 | 5.89% | ||
| 22 | JPMORGAN CHASE & CO | 182,725 | 3,260,000 | 5.96% | ||
| 23 | Invesco Ltd. | 293,862 | 5,242,000 | 9.59% | ||
| 24 | MORGAN STANLEY | 487,330 | 8,694,000 | 15.90% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 533,642 | 9,518,000 | 17.41% | ||
| 26 | BAILLIE GIFFORD & CO | 760,000 | 13,558,000 | 24.79% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
