| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 18,022,000 | 19,913,000 | 16.27% | PRN | |
| 2 | FMR LLC | 16,000,000 | 17,400,000 | 14.22% | PRN | |
| 3 | Invesco Ltd. | 14,470,000 | 15,926,000 | 13.01% | ||
| 4 | SILVERBACK ASSET MANAGEMENT LLC | 13,200,000 | 14,467,000 | 11.82% | PRN | |
| 5 | GOLDMAN SACHS GROUP INC | 11,594,000 | 12,761,000 | 10.43% | PRN | |
| 6 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 8,000,000 | 8,805,000 | 7.19% | PRN | |
| 7 | PUTNAM INVESTMENTS LLC | 6,194,000 | 6,818,000 | 5.57% | ||
| 8 | JPMORGAN CHASE & CO | 52,000 | 5,723,000 | 4.68% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 5,000,000 | 5,437,000 | 4.44% | PRN | |
| 10 | WELLS FARGO & COMPANY/MN | 4,905,000 | 5,397,000 | 4.41% | PRN | |
| 11 | Magnetar Financial LLC | 3,000,000 | 3,300,000 | 2.70% | PRN | |
| 12 | BAR HARBOR TRUST SERVICES | 1,560,000 | 1,717,000 | 1.40% | PRN | |
| 13 | CITIGROUP INC | 1,491,000 | 1,641,000 | 1.34% | PRN | |
| 14 | Bank of New York Mellon Corp | 1,000,000 | 1,080,000 | 0.88% | ||
| 15 | Investors Capital Advisory Services | 964,000 | 1,061,000 | 0.87% | ||
| 16 | NOMURA HOLDINGS INC | 375,000 | 408,000 | 0.33% | PRN | |
| 17 | RAYMOND JAMES & ASSOCIATES | 225,000 | 248,000 | 0.20% | PRN | |
| 18 | SEI TRUST CO | 120,000 | 132,000 | 0.11% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 50,000 | 55,000 | 0.04% | PRN | |
| 20 | Wellesley Asset Management | 38,265 | 42,211 | 0.03% | PRN | |
| 21 | DEUTSCHE BANK AG\ | 22,000 | 24,000 | 0.02% | PRN | |
| 22 | Commonwealth Equity Services, Inc | 16,000 | 18,000 | 0.01% | ||
| 23 | Creative Planning | 9,000 | 10,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
