| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO | 397,000 | 41,313,000 | 31.06% | ||
| 2 | AMERIPRISE FINANCIAL INC | 19,372,000 | 20,071,000 | 15.09% | PRN | |
| 3 | CITADEL ADVISORS LLC | 16,000,000 | 16,729,000 | 12.58% | PRN | |
| 4 | FMR LLC | 16,000,000 | 16,650,000 | 12.52% | PRN | |
| 5 | PUTNAM INVESTMENTS LLC | 11,123,000 | 11,575,000 | 8.70% | ||
| 6 | Invesco Ltd. | 8,711,000 | 9,065,000 | 6.81% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 7,000,000 | 7,284,000 | 5.48% | PRN | |
| 8 | GOLDMAN SACHS GROUP INC | 2,984,000 | 3,105,000 | 2.33% | PRN | |
| 9 | BAR HARBOR TRUST SERVICES | 1,540,000 | 1,603,000 | 1.21% | PRN | |
| 10 | CITIGROUP INC | 1,304,000 | 1,357,000 | 1.02% | PRN | |
| 11 | DEUTSCHE BANK AG\ | 1,272,000 | 1,323,000 | 0.99% | PRN | |
| 12 | Bank of New York Mellon Corp | 1,000,000 | 1,044,000 | 0.78% | ||
| 13 | Investors Capital Advisory Services | 662,000 | 688,000 | 0.52% | ||
| 14 | NOMURA HOLDINGS INC | 651,000 | 677,000 | 0.51% | PRN | |
| 15 | D.A. DAVIDSON & CO. | 150,000 | 155,000 | 0.12% | ||
| 16 | SEI INVESTMENTS CO | 120,000 | 125,000 | 0.09% | ||
| 17 | WELLS FARGO & COMPANY/MN | 105,000 | 109,000 | 0.08% | PRN | |
| 18 | Wellesley Asset Management | 58,754 | 62,106 | 0.05% | PRN | |
| 19 | MORGAN STANLEY | 44,000 | 46,000 | 0.03% | PRN | |
| 20 | Creative Planning | 27,000 | 28,000 | 0.02% | PRN | |
| 21 | HighTower Advisors, LLC | 10,000 | 10,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
