| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 17,322,000 | 18,107,000 | 15.27% | PRN | |
| 2 | FMR LLC | 16,000,000 | 16,760,000 | 14.13% | PRN | |
| 3 | Invesco Ltd. | 13,919,000 | 14,580,000 | 12.29% | ||
| 4 | GOLDMAN SACHS GROUP INC | 11,117,000 | 11,645,000 | 9.82% | PRN | |
| 5 | CITADEL ADVISORS LLC | 9,500,000 | 9,938,000 | 8.38% | PRN | |
| 6 | SILVERBACK ASSET MANAGEMENT LLC | 9,200,000 | 9,614,000 | 8.11% | PRN | |
| 7 | Assured Investment Management LLC | 9,000,000 | 9,554,000 | 8.05% | ||
| 8 | PUTNAM INVESTMENTS LLC | 7,863,000 | 8,236,000 | 6.94% | ||
| 9 | JPMORGAN CHASE & CO | 52,000 | 5,447,000 | 4.59% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 5,000,000 | 5,237,000 | 4.42% | PRN | |
| 11 | CITIGROUP INC | 2,977,000 | 3,118,000 | 2.63% | PRN | |
| 12 | NOMURA HOLDINGS INC | 2,607,000 | 2,726,000 | 2.30% | PRN | |
| 13 | BAR HARBOR TRUST SERVICES | 1,530,000 | 1,603,000 | 1.35% | PRN | |
| 14 | Bank of New York Mellon Corp | 1,000,000 | 1,043,000 | 0.88% | ||
| 15 | Investors Capital Advisory Services | 501,000 | 523,000 | 0.44% | ||
| 16 | D.A. DAVIDSON & CO. | 123,000 | 130,000 | 0.11% | ||
| 17 | SEI TRUST CO | 120,000 | 126,000 | 0.11% | ||
| 18 | WELLS FARGO & COMPANY/MN | 105,000 | 110,000 | 0.09% | PRN | |
| 19 | DEUTSCHE BANK AG\ | 54,000 | 56,000 | 0.05% | PRN | |
| 20 | Wellesley Asset Management | 40,962 | 43,508 | 0.04% | PRN | |
| 21 | Commonwealth Equity Services, Inc | 16,000 | 17,000 | 0.01% | ||
| 22 | Creative Planning | 4,000 | 4,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
