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ETF SER SOLUTIONS
ETF SER SOLUTIONS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 27 Institutional holders with a total value of $44,456,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 86 3,000 0.01%
3 Oakworth Capital, Inc. 134 4,000 0.01%
4 Financial Architects, Inc 200 7,000 0.02%
5 BANK OF AMERICA CORP /DE/ 233 8,000 0.02%
6 MSI Financial Services Inc 400 13,000 0.03%
7 Advisory Services Network, LLC 400 13,000 0.03%
8 NEWFOUND RESEARCH LLC 483 16,000 0.04%
9 PNC FINANCIAL SERVICES GROUP, INC. 2,012 68,000 0.15%
10 MORGAN STANLEY 2,511 84,000 0.19%
11 AMERICAN INTERNATIONAL GROUP, INC. 2,583 87,000 0.20%
12 GFS Advisors, LLC 6,708 200,000 0.45%
13 USCA RIA LLC 6,708 200,000 0.45%
14 JPMORGAN CHASE & CO 7,263 244,000 0.55%
15 ROYAL BANK OF CANADA 11,551 388,000 0.87%
16 CIDEL ASSET MANAGEMENT INC 12,897 433,000 0.97%
17 JANE STREET GROUP, LLC 18,381 616,000 1.39%
18 RAYMOND JAMES & ASSOCIATES 19,958 669,000 1.50%
19 ENVESTNET ASSET MANAGEMENT INC 22,664 760,000 1.71%
20 ARCUS CAPITAL PARTNERS, LLC 24,145 810,000 1.82%
21 WFG Advisors, LP 30,780 1,032,000 2.32%
22 Virtu KCG Holdings LLC 32,041 1,075,000 2.42%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,898 1,741,000 3.92%
24 TRUSTMARK BANK TRUST DEPARTMENT 76,244 2,557,000 5.75%
25 Madrona Financial Services, LLC 92,979 3,119,000 7.02%
26 AMERIPRISE FINANCIAL INC 450,893 15,125,000 34.02%
27 UBS Group AG 452,705 15,184,000 34.16%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.