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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 10 Institutional holders with a total value of $25,854,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 372,316 16,142,000 62.44%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 77,272 3,350,000 12.96%
3 JPMORGAN CHASE & CO 39,437 1,710,000 6.61%
4 RAYMOND JAMES & ASSOCIATES 33,586 1,456,000 5.63%
5 ROYAL BANK OF CANADA 30,112 1,305,000 5.05%
6 LPL Financial LLC 15,046 652,000 2.52%
7 STIFEL FINANCIAL CORP 12,552 544,000 2.10%
8 AMERIPRISE FINANCIAL INC 11,728 508,000 1.96%
9 BANK OF AMERICA CORP /DE/ 3,817 165,000 0.64%
10 UBS AG 511 22,000 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.