| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 4,378,268 | 175,787,000 | 73.20% | ||
| 2 | MORGAN STANLEY | 390,930 | 15,695,000 | 6.54% | ||
| 3 | ATWOOD & PALMER INC | 339,284 | 13,622,000 | 5.67% | ||
| 4 | WELLS FARGO & COMPANY/MN | 247,423 | 9,933,000 | 4.14% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 133,264 | 5,351,000 | 2.23% | ||
| 6 | UBS Group AG | 122,399 | 4,914,000 | 2.05% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 67,467 | 2,709,000 | 1.13% | ||
| 8 | GOLDMAN SACHS GROUP INC | 67,282 | 2,701,000 | 1.12% | ||
| 9 | LifePlan Financial Group, Inc | 46,728 | 1,876,000 | 0.78% | ||
| 10 | JPMORGAN CHASE & CO | 31,332 | 1,258,000 | 0.52% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 30,692 | 1,232,000 | 0.51% | ||
| 12 | ROYAL BANK OF CANADA | 26,022 | 1,045,000 | 0.44% | ||
| 13 | Janney Montgomery Scott LLC | 20,724 | 832,069 | 0.35% | ||
| 14 | BENJAMIN F. EDWARDS & COMPANY, INC. | 15,117 | 607,000 | 0.25% | ||
| 15 | AMERIPRISE FINANCIAL INC | 12,509 | 502,000 | 0.21% | ||
| 16 | AFAM CAPITAL, INC. | 8,790 | 353,000 | 0.15% | ||
| 17 | Virtu KCG Holdings LLC | 7,844 | 315,000 | 0.13% | ||
| 18 | LPL Financial LLC | 7,784 | 310,000 | 0.13% | ||
| 19 | OLD MISSION CAPITAL LLC | 7,430 | 298,000 | 0.12% | ||
| 20 | BB&T SECURITIES, LLC | 7,333 | 294,000 | 0.12% | ||
| 21 | Yorktown Management & Research Co Inc | 7,000 | 281,000 | 0.12% | ||
| 22 | FLOW TRADERS U.S. LLC | 2,150 | 86,000 | 0.04% | ||
| 23 | Transamerica Financial Advisors, LLC | 1,875 | 76,000 | 0.03% | ||
| 24 | CITIGROUP INC | 732 | 29,000 | 0.01% | ||
| 25 | MSI Financial Services Inc | 415 | 17,000 | 0.01% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 306 | 12,000 | 0.00% | ||
| 27 | WFG Advisors, LP | 250 | 10,000 | 0.00% | ||
| 28 | MANAGED ACCOUNT ADVISORS LLC | 168 | 7,000 | 0.00% | ||
| 29 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
