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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 20 Institutional holders with a total value of $66,082,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 741,668 29,919,000 45.28%
2 ATWOOD & PALMER INC 335,435 13,531,000 20.48%
3 MORGAN STANLEY 179,248 7,231,000 10.94%
4 WELLS FARGO & COMPANY/MN 123,492 4,982,000 7.54%
5 BB&T SECURITIES, LLC 5,106 2,059,000 3.12%
6 UBS Group AG 41,113 1,659,000 2.51%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,722 1,441,000 2.18%
8 JPMORGAN CHASE & CO 29,236 1,179,000 1.78%
9 ROYAL BANK OF CANADA 22,684 915,000 1.38%
10 Janney Montgomery Scott LLC 18,903 763,000 1.15%
11 RAYMOND JAMES & ASSOCIATES 17,732 715,000 1.08%
12 AMERIPRISE FINANCIAL INC 11,763 475,000 0.72%
13 Virtu KCG Holdings LLC 9,918 400,000 0.61%
14 Yorktown Management & Research Co Inc 7,000 282,000 0.43%
15 CREDIT SUISSE AG/ 5,900 238,000 0.36%
16 BANK OF AMERICA CORP /DE/ 5,752 232,000 0.35%
17 CITIGROUP INC 644 26,000 0.04%
18 MSI Financial Services Inc 627 25,000 0.04%
19 WFG Advisors, LP 248 10,000 0.02%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.