Dark
Light
System
Security
FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 20 Institutional holders with a total value of $42,061,204.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 287,093 10,922,000 25.97%
2 ATWOOD & PALMER INC 242,680 9,233,000 21.95%
3 MORGAN STANLEY 233,966 8,902,000 21.16%
4 WELLS FARGO & COMPANY/MN 53,273 2,027,000 4.82%
5 BANK OF AMERICA CORP /DE/ 36,913 1,404,000 3.34%
6 UBS Group AG 35,985 1,369,000 3.25%
7 Virtu KCG Holdings LLC 33,872 1,289,000 3.06%
8 ROYAL BANK OF CANADA 32,057 1,219,000 2.90%
9 RAYMOND JAMES & ASSOCIATES 28,728 1,093,000 2.60%
10 JPMORGAN CHASE & CO 24,528 933,000 2.22%
11 AMERIPRISE FINANCIAL INC 21,265 809,000 1.92%
12 STIFEL FINANCIAL CORP 20,826 792,000 1.88%
13 JANE STREET GROUP, LLC 17,402 662,000 1.57%
14 Janney Montgomery Scott LLC 16,123 613,400 1.46%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,488 513,000 1.22%
16 Yorktown Management & Research Co Inc 7,000 266,000 0.63%
17 MSI Financial Services Inc 284 11,000 0.03%
18 Stratos Wealth Partners, LTD. 100 3,804 0.01%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%
20 DEUTSCHE BANK AG\ 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.