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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 28 Institutional holders with a total value of $94,821,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 1,838,346 75,023,000 79.12%
2 WELLS FARGO & COMPANY/MN 136,738 5,581,000 5.89%
3 MORGAN STANLEY 85,116 3,474,000 3.66%
4 BANK OF AMERICA CORP /DE/ 58,494 2,387,000 2.52%
5 CITADEL ADVISORS LLC 48,286 1,971,000 2.08%
6 JANE STREET GROUP, LLC 33,778 1,378,000 1.45%
7 Janney Montgomery Scott LLC 17,564 717,000 0.76%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,574 595,000 0.63%
9 Virtu KCG Holdings LLC 13,179 538,000 0.57%
10 UBS Group AG 12,202 498,000 0.53%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 11,824 483,000 0.51%
12 AMERIPRISE FINANCIAL INC 9,971 407,000 0.43%
13 ROYAL BANK OF CANADA 7,584 310,000 0.33%
14 Yorktown Management & Research Co Inc 7,000 286,000 0.30%
15 OLD MISSION CAPITAL, LLC 6,908 282,000 0.30%
16 RAYMOND JAMES & ASSOCIATES 6,711 274,000 0.29%
17 FLOW TRADERS U.S. LLC 6,362 260,000 0.27%
18 LPL Financial LLC 5,783 236,000 0.25%
19 MSI Financial Services Inc 1,276 52,000 0.05%
20 JPMORGAN CHASE & CO 380 16,000 0.02%
21 ATWOOD & PALMER INC 345 14,000 0.01%
22 ADVISOR GROUP, INC. 250 10,000 0.01%
23 CITIGROUP INC 257 10,000 0.01%
24 WFG Advisors, LP 256 10,000 0.01%
25 PNC FINANCIAL SERVICES GROUP, INC. 170 7,000 0.01%
26 CRIBSTONE CAPITAL MANAGEMENT, LLC 45 2,000 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%
28 IFP ADVISORS, INC 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.