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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 29 Institutional holders with a total value of $240,152,069.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 MANAGED ACCOUNT ADVISORS LLC 168 7,000 0.00%
3 WFG Advisors, LP 250 10,000 0.00%
4 PNC FINANCIAL SERVICES GROUP, INC. 306 12,000 0.00%
5 MSI Financial Services Inc 415 17,000 0.01%
6 CITIGROUP INC 732 29,000 0.01%
7 Transamerica Financial Advisors, LLC 1,875 76,000 0.03%
8 FLOW TRADERS U.S. LLC 2,150 86,000 0.04%
9 Yorktown Management & Research Co Inc 7,000 281,000 0.12%
10 BB&T SECURITIES, LLC 7,333 294,000 0.12%
11 OLD MISSION CAPITAL LLC 7,430 298,000 0.12%
12 LPL Financial LLC 7,784 310,000 0.13%
13 Virtu KCG Holdings LLC 7,844 315,000 0.13%
14 AFAM CAPITAL, INC. 8,790 353,000 0.15%
15 AMERIPRISE FINANCIAL INC 12,509 502,000 0.21%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 15,117 607,000 0.25%
17 Janney Montgomery Scott LLC 20,724 832,069 0.35%
18 ROYAL BANK OF CANADA 26,022 1,045,000 0.44%
19 BANK OF AMERICA CORP /DE/ 30,692 1,232,000 0.51%
20 JPMORGAN CHASE & CO 31,332 1,258,000 0.52%
21 LifePlan Financial Group, Inc 46,728 1,876,000 0.78%
22 GOLDMAN SACHS GROUP INC 67,282 2,701,000 1.12%
23 RAYMOND JAMES & ASSOCIATES 67,467 2,709,000 1.13%
24 UBS Group AG 122,399 4,914,000 2.05%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 133,264 5,351,000 2.23%
26 WELLS FARGO & COMPANY/MN 247,423 9,933,000 4.14%
27 ATWOOD & PALMER INC 339,284 13,622,000 5.67%
28 MORGAN STANLEY 390,930 15,695,000 6.54%
29 FIRST TRUST ADVISORS LP 4,378,268 175,787,000 73.20%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.