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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 42 Institutional holders with a total value of $145,453,920.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,104,797 39,886,000 27.42%
2 ROYAL BANK OF CANADA 1,307,589 24,778,000 17.03%
3 UBS Group AG 1,028,353 19,487,000 13.40%
4 Composition Wealth, LLC 653,090 12,376,000 8.51%
5 BANK OF AMERICA CORP /DE/ 447,854 8,487,000 5.83%
6 SSI INVESTMENT MANAGEMENT LLC 279,110 5,289,000 3.64%
7 LPL Financial LLC 279,438 5,281,000 3.63%
8 FIRST TRUST ADVISORS LP 277,240 5,254,000 3.61%
9 HighTower Advisors, LLC 265,632 5,034,000 3.46%
10 AMERICAN INTERNATIONAL GROUP, INC. 159,612 3,024,648 2.08%
11 Transamerica Financial Advisors, LLC 158,420 3,003,000 2.06%
12 Horizon Investments, LLC 102,475 1,942,000 1.34%
13 RAYMOND JAMES & ASSOCIATES 63,592 1,205,000 0.83%
14 Cambridge Investment Research Advisors, Inc. 51,176 970,000 0.67%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 50,208 951,000 0.65%
16 JPMORGAN CHASE & CO 47,263 896,000 0.62%
17 OLD NATIONAL BANCORP /IN/ 43,881 832,000 0.57%
18 STIFEL FINANCIAL CORP 43,210 819,000 0.56%
19 HL FINANCIAL SERVICES LLC 42,025 796,000 0.55%
20 MSI Financial Services Inc 40,704 771,000 0.53%
21 Commonwealth Equity Services, Inc 38,304 726,000 0.50%
22 Janney Montgomery Scott LLC 28,827 546,272 0.38%
23 Aspen Investment Management Inc 28,590 542,000 0.37%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,293 347,000 0.24%
25 Brown Advisory Securities, LLC 12,800 242,000 0.17%
26 Virtu KCG Holdings LLC 12,234 232,000 0.16%
27 COMERICA SECURITIES INC 12,044 228,000 0.16%
28 Cetera Advisors LLC 11,704 221,000 0.15%
29 GOLDMAN SACHS GROUP INC 11,481 218,000 0.15%
30 Formidable Asset Management, LLC 10,750 204,000 0.14%
31 NATIONAL PLANNING CORP 10,370 198,000 0.14%
32 IFC Holdings Incorporated/FL 10,299 195,000 0.13%
33 STRINGER ASSET MANAGEMENT, LLC 9,974 189,000 0.13%
34 MANAGED ACCOUNT ADVISORS LLC 5,591 106,000 0.07%
35 Advisory Services Network, LLC 3,145 60,000 0.04%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 2,308 44,000 0.03%
37 FIFTH THIRD BANCORP 1,500 28,000 0.02%
38 PNC FINANCIAL SERVICES GROUP, INC. 1,000 18,000 0.01%
39 D.A. DAVIDSON & CO. 825 15,000 0.01%
40 INTEGRATED WEALTH MANAGEMENT 312 6,000 0.00%
41 CITIGROUP INC 200 4,000 0.00%
42 WELLS FARGO & COMPANY/MN 146 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.