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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 75 Institutional holders with a total value of $467,715,953.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 8,461,755 157,981,000 33.78%
2 LPL Financial LLC 2,370,956 44,123,000 9.43%
3 ROYAL BANK OF CANADA 2,269,470 42,371,000 9.06%
4 UBS Group AG 1,706,156 31,854,000 6.81%
5 BANK OF AMERICA CORP /DE/ 1,584,494 29,582,000 6.32%
6 Composition Wealth, LLC 1,324,848 24,735,000 5.29%
7 Brookstone Capital Management 958,892 17,902,000 3.83%
8 USCA RIA LLC 230,449 12,343,000 2.64%
9 GFS Advisors, LLC 230,449 12,343,000 2.64%
10 AMERICAN INTERNATIONAL GROUP, INC. 462,202 8,629,000 1.84%
11 RAYMOND JAMES & ASSOCIATES 443,716 8,284,000 1.77%
12 Raymond James Financial Services Advisors, Inc. 390,003 7,281,000 1.56%
13 ENVESTNET ASSET MANAGEMENT INC 364,720 6,809,000 1.46%
14 VSR Financial Services, Inc. 302,854 5,654,000 1.21%
15 HighTower Advisors, LLC 270,425 5,044,000 1.08%
16 STIFEL FINANCIAL CORP 241,788 4,514,000 0.97%
17 Cambridge Investment Research Advisors, Inc. 211,208 3,943,000 0.84%
18 MSI Financial Services Inc 177,671 3,317,000 0.71%
19 Wills Financial Group, Inc. 129,850 2,424,000 0.52%
20 Aspen Investment Management Inc 129,344 2,415,000 0.52%
21 FIRST TRUST ADVISORS LP 125,001 2,334,000 0.50%
22 SSI INVESTMENT MANAGEMENT LLC 117,390 2,189,000 0.47%
23 HL FINANCIAL SERVICES LLC 110,722 2,067,000 0.44%
24 Argentus Capital Management, LLC 108,763 2,034,000 0.43%
25 Commonwealth Equity Services, Inc 101,245 1,890,000 0.40%
26 First Heartland Consultants, Inc. 93,260 1,741,000 0.37%
27 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 84,324 1,574,000 0.34%
28 First Allied Advisory Services, Inc. 78,645 1,466,000 0.31%
29 SII INVESTMENTS INC/WI 74,200 1,385,000 0.30%
30 BAIRD FINANCIAL GROUP, INC. 68,553 1,280,000 0.27%
31 FINANCIAL ENHANCEMENT GROUP LLC 62,261 1,162,000 0.25%
32 TELEMUS CAPITAL, LLC 60,000 1,120,000 0.24%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 54,685 1,021,000 0.22%
34 WELLS FARGO & COMPANY/MN 53,890 1,006,000 0.22%
35 Cetera Advisor Networks LLC 51,888 969,000 0.21%
36 JPMORGAN CHASE & CO 50,954 951,000 0.20%
37 Cetera Advisors LLC 48,595 911,000 0.19%
38 STRINGER ASSET MANAGEMENT, LLC 48,185 900,000 0.19%
39 JANE STREET GROUP, LLC 44,628 833,000 0.18%
40 IFP ADVISORS, INC 43,121 805,000 0.17%
41 OLD NATIONAL BANCORP /IN/ 42,443 792,000 0.17%
42 RELIANCE TRUST CO OF DELAWARE 38,749 723,000 0.15%
43 SNOWDEN CAPITAL ADVISORS LLC 24,582 458,948 0.10%
44 Strategic Capital Alternatives LLC 24,141 451,000 0.10%
45 GIRARD SECURITIES, INC. 23,906 447,000 0.10%
46 Advisory Services Network, LLC 23,325 435,000 0.09%
47 PARK NATIONAL CORP /OH/ 23,305 435,000 0.09%
48 NEXT Financial Group, Inc 22,025 411,000 0.09%
49 IFC Holdings Incorporated/FL 20,798 386,000 0.08%
50 HOCHMAN COLE INVESTMENT ADVISORS, INC. 18,374 343,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.