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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 61 Institutional holders with a total value of $336,985,965.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 6,239,962 118,248,000 35.09%
2 ROYAL BANK OF CANADA 2,167,123 41,068,000 12.19%
3 LPL Financial LLC 1,914,145 36,369,000 10.79%
4 UBS Group AG 1,506,693 28,552,000 8.47%
5 Brookstone Capital Management 1,183,068 22,419,000 6.65%
6 BANK OF AMERICA CORP /DE/ 1,041,665 19,740,000 5.86%
7 STIFEL FINANCIAL CORP 242,283 8,486,000 2.52%
8 Transamerica Financial Advisors, LLC 296,868 5,626,000 1.67%
9 RAYMOND JAMES & ASSOCIATES 294,614 5,583,000 1.66%
10 ENVESTNET ASSET MANAGEMENT INC 270,066 5,118,000 1.52%
11 VSR Financial Services, Inc. 259,751 4,922,000 1.46%
12 FIRST TRUST ADVISORS LP 211,695 4,012,000 1.19%
13 AMERICAN INTERNATIONAL GROUP, INC. 191,822 3,635,000 1.08%
14 Cambridge Investment Research Advisors, Inc. 151,601 2,873,000 0.85%
15 Raymond James Financial Services Advisors, Inc. 129,455 2,453,000 0.73%
16 Aspen Investment Management Inc 128,334 2,432,000 0.72%
17 HL FINANCIAL SERVICES LLC 112,955 2,141,000 0.64%
18 MSI Financial Services Inc 95,070 1,802,000 0.53%
19 First Heartland Consultants, Inc. 83,717 1,586,000 0.47%
20 Commonwealth Equity Services, Inc 82,613 1,566,000 0.46%
21 Argentus Capital Management, LLC 76,266 1,445,000 0.43%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 63,800 1,209,000 0.36%
23 WELLS FARGO & COMPANY/MN 54,269 1,029,000 0.31%
24 STRINGER ASSET MANAGEMENT, LLC 54,079 1,025,000 0.30%
25 Janney Montgomery Scott LLC 54,038 1,024,000 0.30%
26 HighTower Advisors, LLC 52,917 1,001,000 0.30%
27 First Allied Advisory Services, Inc. 51,661 977,000 0.29%
28 OLD NATIONAL BANCORP /IN/ 46,004 872,000 0.26%
29 CIBC WORLD MARKET INC. 45,857 869,000 0.26%
30 IFP ADVISORS, INC 41,599 788,000 0.23%
31 JPMORGAN CHASE & CO 40,973 776,000 0.23%
32 Cetera Advisor Networks LLC 38,203 725,000 0.22%
33 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 37,149 704,000 0.21%
34 RELIANCE TRUST CO OF DELAWARE 37,134 704,000 0.21%
35 Freedom Investment Management, Inc. 30,164 572,000 0.17%
36 BAIRD FINANCIAL GROUP, INC. 22,430 425,000 0.13%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,016 398,000 0.12%
38 GIRARD SECURITIES, INC. 20,329 386,000 0.11%
39 Cetera Advisors LLC 18,774 357,000 0.11%
40 NATIONAL PLANNING CORP 17,669 328,000 0.10%
41 Advisory Services Network, LLC 16,133 306,000 0.09%
42 LAUREL WEALTH ADVISORS, INC. 15,734 298,000 0.09%
43 INVESTMENT CENTERS OF AMERICA INC 15,018 284,000 0.08%
44 WESPAC Advisors, LLC 14,351 272,000 0.08%
45 LVW Advisors, LLC 14,198 269,000 0.08%
46 Brown Advisory Securities, LLC 12,800 242,000 0.07%
47 USCA RIA LLC 12,327 234,000 0.07%
48 B. Riley Wealth Advisors, Inc. 12,131 230,000 0.07%
49 Formidable Asset Management, LLC 8,850 167,000 0.05%
50 PNC FINANCIAL SERVICES GROUP, INC. 6,611 124,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.