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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 75 Institutional holders with a total value of $480,694,664.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 9,782,348 186,060,000 38.71%
2 UBS Group AG 2,187,613 41,608,000 8.66%
3 ROYAL BANK OF CANADA 1,930,269 36,714,000 7.64%
4 BANK OF AMERICA CORP /DE/ 1,867,112 35,513,000 7.39%
5 Composition Wealth, LLC 1,501,549 29,115,000 6.06%
6 LPL Financial LLC 1,318,485 25,249,000 5.25%
7 Brookstone Capital Management 1,134,055 21,570,000 4.49%
8 HighTower Advisors, LLC 634,973 12,071,000 2.51%
9 RAYMOND JAMES & ASSOCIATES 505,971 9,623,000 2.00%
10 ENVESTNET ASSET MANAGEMENT INC 373,375 7,102,000 1.48%
11 Raymond James Financial Services Advisors, Inc. 371,753 7,071,000 1.47%
12 ADVISOR GROUP, INC. 371,503 7,063,000 1.47%
13 STIFEL FINANCIAL CORP 333,006 6,335,000 1.32%
14 MSI Financial Services Inc 177,945 3,384,000 0.70%
15 VSR Financial Services, Inc. 166,195 3,161,000 0.66%
16 Wills Financial Group, Inc. 146,462 2,786,000 0.58%
17 FIRST TRUST ADVISORS LP 137,032 2,606,000 0.54%
18 Aspen Investment Management Inc 135,643 2,580,000 0.54%
19 JANE STREET GROUP, LLC 135,251 2,572,000 0.54%
20 First Allied Advisory Services, Inc. 117,068 2,233,000 0.46%
21 BAIRD FINANCIAL GROUP, INC. 109,371 2,082,000 0.43%
22 HL FINANCIAL SERVICES LLC 105,935 2,015,000 0.42%
23 Commonwealth Equity Services, Inc 102,989 1,959,000 0.41%
24 First Heartland Consultants, Inc. 97,450 1,853,000 0.39%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 91,322 1,737,000 0.36%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 77,162 1,467,000 0.31%
27 SII INVESTMENTS INC/WI 77,048 1,464,000 0.30%
28 PARK NATIONAL CORP /OH/ 76,551 1,456,000 0.30%
29 Cetera Advisor Networks LLC 69,091 1,319,000 0.27%
30 IFP ADVISORS, INC 65,612 1,248,000 0.26%
31 WELLS FARGO & COMPANY/MN 64,291 1,223,000 0.25%
32 FINANCIAL ENHANCEMENT GROUP LLC 63,253 1,203,000 0.25%
33 Cetera Advisors LLC 61,385 1,173,000 0.24%
34 TELEMUS CAPITAL, LLC 60,000 1,141,000 0.24%
35 Argentus Capital Management, LLC 57,422 1,092,000 0.23%
36 JPMORGAN CHASE & CO 54,807 1,043,000 0.22%
37 Janney Montgomery Scott LLC 54,038 1,024,000 0.21%
38 HOCHMAN COLE INVESTMENT ADVISORS, INC. 49,595 943,000 0.20%
39 Virtu KCG Holdings LLC 47,428 902,000 0.19%
40 STRINGER ASSET MANAGEMENT, LLC 45,497 865,000 0.18%
41 PNC FINANCIAL SERVICES GROUP, INC. 40,536 771,000 0.16%
42 RELIANCE TRUST CO OF DELAWARE 37,258 709,000 0.15%
43 Iowa State Bank 35,408 674,000 0.14%
44 OLD NATIONAL BANCORP /IN/ 33,366 635,000 0.13%
45 BELLWETHER INVESTMENT GROUP, LLC 30,806 586,000 0.12%
46 Stratos Wealth Partners, LTD. 26,380 502,000 0.10%
47 NEXT Financial Group, Inc 25,647 487,000 0.10%
48 WESPAC Advisors, LLC 23,439 446,000 0.09%
49 Advisory Services Network, LLC 23,339 444,000 0.09%
50 GIRARD SECURITIES, INC. 19,981 378,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.