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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 34 Institutional holders with a total value of $66,573,823.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 402,653 18,027,000 27.08%
2 MORGAN STANLEY 260,064 11,643,000 17.49%
3 GOLDMAN SACHS GROUP INC 189,095 8,466,000 12.72%
4 WealthTrust Fairport, LLC 177,643 7,953,000 11.95%
5 BANK OF AMERICA CORP /DE/ 119,648 5,357,000 8.05%
6 Country Club Trust Company, n.a. 60,840 2,723,000 4.09%
7 RAYMOND JAMES & ASSOCIATES 40,929 1,832,000 2.75%
8 UBS Group AG 34,654 1,551,000 2.33%
9 HOWE & RUSLING INC 27,581 1,235,000 1.86%
10 JPMORGAN CHASE & CO 26,357 1,180,000 1.77%
11 HighTower Advisors, LLC 22,417 1,004,000 1.51%
12 ROYAL BANK OF CANADA 20,994 940,000 1.41%
13 Bison Wealth, LLC 16,675 747,000 1.12%
14 Concert Wealth Management Inc. 16,060 717,000 1.08%
15 Private Advisor Group, LLC 10,101 452,000 0.68%
16 Argentus Capital Management, LLC 10,014 448,000 0.67%
17 AMERIPRISE FINANCIAL INC 8,963 401,000 0.60%
18 BARCLAYS PLC 8,540 376,000 0.56%
19 LPL Financial LLC 6,585 295,000 0.44%
20 Financial Architects, Inc 6,100 273,000 0.41%
21 Strategic Advisors LLC 5,685 255,000 0.38%
22 AMERICAN INTERNATIONAL GROUP, INC. 4,035 180,647 0.27%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,904 129,000 0.19%
24 B. Riley Wealth Management, Inc. 2,465 110,000 0.17%
25 DEUTSCHE BANK AG\ 1,750 78,000 0.12%
26 WELLS FARGO & COMPANY/MN 1,185 53,000 0.08%
27 B. Riley Wealth Advisors, Inc. 840 38,000 0.06%
28 NATIONAL PLANNING CORP 800 35,176 0.05%
29 Apriem Advisors 600 27,000 0.04%
30 WFG Advisors, LP 609 27,000 0.04%
31 MSI Financial Services Inc 250 11,000 0.02%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 145 6,000 0.01%
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 4,000 0.01%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.