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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 44 Institutional holders with a total value of $56,720,999.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WealthTrust Fairport, LLC 250,943 10,685,000 18.84%
2 GOLDMAN SACHS GROUP INC 200,799 8,550,000 15.07%
3 WELLS FARGO & COMPANY/MN 173,991 7,409,000 13.06%
4 CITADEL ADVISORS LLC 155,415 6,618,000 11.67%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 86,690 3,692,000 6.51%
6 BANK OF AMERICA CORP /DE/ 86,384 3,678,000 6.48%
7 ProVise Management Group, LLC 42,934 1,828,000 3.22%
8 HighTower Advisors, LLC 36,253 1,536,000 2.71%
9 MORGAN STANLEY 28,667 1,220,000 2.15%
10 Country Club Trust Company, n.a. 27,510 1,171,000 2.06%
11 HOWE & RUSLING INC 26,050 1,109,000 1.96%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,703 1,010,000 1.78%
13 LPL Financial LLC 16,707 702,000 1.24%
14 ROYAL BANK OF CANADA 16,495 702,000 1.24%
15 Virtu KCG Holdings LLC 13,288 566,000 1.00%
16 JANE STREET GROUP, LLC 11,394 485,000 0.86%
17 ADVISOR GROUP, INC. 11,317 480,000 0.85%
18 Friedenthal Financial 10,684 455,000 0.80%
19 B. Riley Wealth Advisors, Inc. 10,153 433,000 0.76%
20 SNOWDEN CAPITAL ADVISORS LLC 10,100 430,071 0.76%
21 Financial Architects, Inc 9,745 415,000 0.73%
22 RAYMOND JAMES & ASSOCIATES 9,635 410,000 0.72%
23 Private Advisor Group, LLC 8,414 355,000 0.63%
24 BB&T SECURITIES, LLC 8,221 350,000 0.62%
25 Advisory Services Network, LLC 8,120 346,000 0.61%
26 Orion Porfolio Solutions, LLC 7,034 300,000 0.53%
27 ENVESTNET ASSET MANAGEMENT INC 6,834 291,000 0.51%
28 LifePlan Financial Group, Inc 6,817 290,000 0.51%
29 First Allied Advisory Services, Inc. 5,858 249,000 0.44%
30 Cambridge Investment Research Advisors, Inc. 5,821 248,000 0.44%
31 SOCIETE GENERALE 5,036 214,000 0.38%
32 SG Americas Securities, LLC 5,036 214,000 0.38%
33 UBS Group AG 3,753 160,000 0.28%
34 Sunbelt Securities, Inc. 1,290 54,928 0.10%
35 IFP ADVISORS, INC 595 25,000 0.04%
36 MSI Financial Services Inc 415 18,000 0.03%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 145 6,000 0.01%
38 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 5,000 0.01%
39 FIRST INTERSTATE BANK 100 4,000 0.01%
40 Tower Research Capital LLC (TRC) 99 4,000 0.01%
41 KRILOGY FINANCIAL LLC 75 3,000 0.01%
42 VALLEY NATIONAL ADVISERS INC 6 0 0.00%
43 Argentus Capital Management, LLC 0 0 0.00%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.