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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 32 Institutional holders with a total value of $57,327,098.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 489,510 21,813,000 38.05%
2 WealthTrust Fairport, LLC 200,433 8,931,000 15.58%
3 MORGAN STANLEY 138,941 6,191,000 10.80%
4 ROYAL BANK OF CANADA 72,116 3,214,000 5.61%
5 BANK OF AMERICA CORP /DE/ 65,914 2,937,000 5.12%
6 Country Club Trust Company, n.a. 44,735 1,993,000 3.48%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,510 1,404,000 2.45%
8 RAYMOND JAMES & ASSOCIATES 26,864 1,197,000 2.09%
9 HOWE & RUSLING INC 26,684 1,189,000 2.07%
10 UBS Group AG 26,215 1,168,000 2.04%
11 MANAGED ACCOUNT ADVISORS LLC 24,979 1,113,000 1.94%
12 HighTower Advisors, LLC 24,987 1,113,000 1.94%
13 LPL Financial LLC 18,512 822,000 1.43%
14 Bison Wealth, LLC 14,606 651,000 1.14%
15 JPMORGAN CHASE & CO 14,194 632,000 1.10%
16 Argentus Capital Management, LLC 11,903 530,000 0.92%
17 Private Advisor Group, LLC 10,928 487,000 0.85%
18 AMERIPRISE FINANCIAL INC 8,696 387,000 0.68%
19 BARCLAYS PLC 8,570 377,000 0.66%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,390 330,000 0.58%
21 Financial Architects, Inc 7,247 323,000 0.56%
22 AMERICAN INTERNATIONAL GROUP, INC. 5,276 235,098 0.41%
23 B. Riley Wealth Management, Inc. 2,465 109,000 0.19%
24 BESSEMER GROUP INC 1,766 79,000 0.14%
25 WELLS FARGO & COMPANY/MN 1,185 53,000 0.09%
26 MSI Financial Services Inc 250 11,000 0.02%
27 Tower Research Capital LLC (TRC) 233 10,000 0.02%
28 WFG Advisors, LP 203 9,000 0.02%
29 NEXT Financial Group, Inc 223 9,000 0.02%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 145 6,000 0.01%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 4,000 0.01%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.