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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 53 Institutional holders with a total value of $180,467,463.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2,886,980 106,327,000 58.92%
2 WealthTrust Fairport, LLC 298,408 10,990,000 6.09%
3 BANK OF AMERICA CORP /DE/ 290,456 10,698,000 5.93%
4 GOLDMAN SACHS GROUP INC 200,700 7,392,000 4.10%
5 WELLS FARGO & COMPANY/MN 149,831 5,519,000 3.06%
6 MORGAN STANLEY 147,839 5,445,000 3.02%
7 FDx Advisors, Inc. 105,998 3,904,000 2.16%
8 LPL Financial LLC 80,779 2,997,000 1.66%
9 ProVise Management Group, LLC 81,095 2,987,000 1.66%
10 Cambridge Investment Research Advisors, Inc. 77,974 2,872,000 1.59%
11 SignalPoint Asset Management, LLC 52,363 1,929,000 1.07%
12 HighTower Advisors, LLC 51,114 1,887,000 1.05%
13 Financial Architects, Inc 50,307 1,853,000 1.03%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 47,017 1,731,000 0.96%
15 CITADEL ADVISORS LLC 38,317 1,411,000 0.78%
16 UBS Group AG 32,444 1,195,000 0.66%
17 Freedom Investment Management, Inc. 30,041 1,106,000 0.61%
18 Friedenthal Financial 25,151 926,000 0.51%
19 HOWE & RUSLING INC 24,980 920,000 0.51%
20 Raymond James Financial Services Advisors, Inc. 22,003 810,000 0.45%
21 ROYAL BANK OF CANADA 17,235 635,000 0.35%
22 RAYMOND JAMES & ASSOCIATES 16,962 625,000 0.35%
23 Janney Montgomery Scott LLC 13,251 488,000 0.27%
24 Brown Advisory Securities, LLC 13,096 483,000 0.27%
25 Virtu KCG Holdings LLC 12,833 473,000 0.26%
26 Merriman Wealth Management, LLC 11,800 435,000 0.24%
27 Eagle Capital Management, LLC 11,212 413,000 0.23%
28 STIFEL FINANCIAL CORP 10,421 385,000 0.21%
29 SNOWDEN CAPITAL ADVISORS LLC 10,285 378,808 0.21%
30 Cetera Advisor Networks LLC 9,682 355,000 0.20%
31 Commonwealth Equity Services, Inc 8,795 324,000 0.18%
32 SII INVESTMENTS INC/WI 8,473 314,000 0.17%
33 BB&T SECURITIES, LLC 9,023 281,000 0.16%
34 Concert Wealth Management Inc. 7,417 268,000 0.15%
35 First Allied Advisory Services, Inc. 7,192 265,000 0.15%
36 Orion Porfolio Solutions, LLC 7,103 262,000 0.15%
37 Stratos Wealth Partners, LTD. 5,998 221,000 0.12%
38 VOYA FINANCIAL ADVISORS, INC. 5,871 216,000 0.12%
39 Liberty Capital Management, Inc. 5,640 208,000 0.12%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,641 208,000 0.12%
41 Stanford Investment Group, Inc. 2,790 103,000 0.06%
42 Winslow, Evans & Crocker, Inc. 1,824 67,144 0.04%
43 Sunbelt Securities, Inc. 1,290 47,511 0.03%
44 MSI Financial Services Inc 1,177 43,000 0.02%
45 ADVISOR GROUP, INC. 743 27,000 0.01%
46 IFP ADVISORS, INC 595 22,000 0.01%
47 BENJAMIN F. EDWARDS & COMPANY, INC. 340 13,000 0.01%
48 FLOW TRADERS U.S. LLC 135 5,000 0.00%
49 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 50 2,000 0.00%
50 VALLEY NATIONAL ADVISERS INC 33 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.