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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 41 Institutional holders with a total value of $74,249,947.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 634,430 27,407,000 36.91%
2 WealthTrust Fairport, LLC 257,253 11,113,000 14.97%
3 BANK OF AMERICA CORP /DE/ 117,476 5,075,000 6.84%
4 MORGAN STANLEY 101,191 4,372,000 5.89%
5 GOLDMAN SACHS GROUP INC 100,914 4,359,000 5.87%
6 RAYMOND JAMES & ASSOCIATES 62,333 2,693,000 3.63%
7 LPL Financial LLC 44,991 1,918,000 2.58%
8 ROYAL BANK OF CANADA 39,375 1,701,000 2.29%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,546 1,407,000 1.89%
10 HighTower Advisors, LLC 32,651 1,407,000 1.89%
11 Country Club Trust Company, n.a. 31,110 1,344,000 1.81%
12 CITADEL ADVISORS LLC 31,020 1,340,000 1.80%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,840 1,332,000 1.79%
14 HOWE & RUSLING INC 26,275 1,135,000 1.53%
15 UBS Group AG 20,127 869,000 1.17%
16 JANE STREET GROUP, LLC 19,907 860,000 1.16%
17 Bison Wealth, LLC 17,338 749,000 1.01%
18 Virtu KCG Holdings LLC 14,657 633,000 0.85%
19 Private Advisor Group, LLC 12,845 555,000 0.75%
20 ProVise Management Group, LLC 12,301 531,000 0.72%
21 Financial Architects, Inc 10,295 445,000 0.60%
22 VSR Financial Services, Inc. 10,207 441,000 0.59%
23 LifePlan Financial Group, Inc 8,638 373,000 0.50%
24 Advisory Services Network, LLC 8,586 371,000 0.50%
25 Cambridge Investment Research Advisors, Inc. 8,156 352,000 0.47%
26 Argentus Capital Management, LLC 8,068 349,000 0.47%
27 Strategic Advisors LLC 6,976 301,347 0.41%
28 JPMORGAN CHASE & CO 5,111 221,000 0.30%
29 GW HENSSLER & ASSOCIATES LTD 5,032 217,000 0.29%
30 WELLS FARGO & COMPANY/MN 3,476 151,000 0.20%
31 ARBOR WEALTH MANAGEMENT, LLC 2,502 92,000 0.12%
32 AMERICAN INTERNATIONAL GROUP, INC. 977 43,000 0.06%
33 IFP ADVISORS, INC 595 26,000 0.04%
34 MSI Financial Services Inc 515 22,000 0.03%
35 Winslow, Evans & Crocker, Inc. 500 21,600 0.03%
36 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 223 10,000 0.01%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 145 6,000 0.01%
38 FIRST INTERSTATE BANK 100 4,000 0.01%
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 4,000 0.01%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%
41 VALLEY NATIONAL ADVISERS INC 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.