Dark
Light
System
Security
RYDEX S&P CNSMR DISCRETIONARY
RYDEX S&P CNSMR DISCRETIONARY. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 29 Institutional holders with a total value of $37,659,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 74,688 6,942,000 18.43%
2 WELLS FARGO & COMPANY/MN 51,351 4,773,000 12.67%
3 GOLDMAN SACHS GROUP INC 50,000 4,648,000 12.34%
4 SignalPoint Asset Management, LLC 42,040 3,908,000 10.38%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 24,510 2,278,000 6.05%
6 CITADEL ADVISORS LLC 22,880 2,127,000 5.65%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,218 1,879,000 4.99%
8 BANK OF AMERICA CORP /DE/ 14,445 1,343,000 3.57%
9 RAYMOND JAMES & ASSOCIATES 13,120 1,220,000 3.24%
10 Freedom Investment Management, Inc. 11,755 1,093,000 2.90%
11 HighTower Advisors, LLC 11,737 1,091,000 2.90%
12 UBS Group AG 10,965 1,019,000 2.71%
13 Friedenthal Financial 10,329 960,000 2.55%
14 ENVESTNET ASSET MANAGEMENT INC 9,905 921,000 2.45%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,692 805,000 2.14%
16 JANE STREET GROUP, LLC 7,537 701,000 1.86%
17 ROYAL BANK OF CANADA 4,318 402,000 1.07%
18 Advisory Services Network, LLC 3,164 294,000 0.78%
19 Sequoia Financial Advisors, LLC 2,560 238,000 0.63%
20 Ken Stern & Associates, Inc. 2,503 234,000 0.62%
21 LPL Financial LLC 2,442 224,000 0.59%
22 Liberty Capital Management, Inc. 2,205 205,000 0.54%
23 Advisory Alpha, LLC 2,115 197,000 0.52%
24 VALLEY NATIONAL ADVISERS INC 1,084 101,000 0.27%
25 Tower Research Capital LLC (TRC) 500 46,000 0.12%
26 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 65 6,000 0.02%
27 IFP ADVISORS, INC 36 3,000 0.01%
28 NEXT Financial Group, Inc 15 1,000 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.