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FLAHERTY CRUMRINE TOTAL RE
FLAHERTY CRUMRINE TOTAL RE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $21,900,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 245,980 4,580,000 20.91%
2 COHEN & STEERS, INC. 174,531 3,250,000 14.84%
3 BANK OF AMERICA CORP /DE/ 142,232 2,648,000 12.09%
4 LPL Financial LLC 135,160 2,537,000 11.58%
5 GUGGENHEIM CAPITAL LLC 127,585 2,378,000 10.86%
6 Yorktown Management & Research Co Inc 41,000 763,000 3.48%
7 WELLS FARGO & COMPANY/MN 39,704 739,000 3.37%
8 AMERIPRISE FINANCIAL INC 34,631 645,000 2.95%
9 MORGAN STANLEY 33,474 623,000 2.84%
10 MID CONTINENT CAPITAL LLC/IL 32,500 605,000 2.76%
11 Capital Investment Advisors, LLC 30,727 572,000 2.61%
12 SIT INVESTMENT ASSOCIATES INC 25,180 469,000 2.14%
13 Curi Capital, LLC 24,258 452,000 2.06%
14 ROYAL BANK OF CANADA 19,890 370,000 1.69%
15 WOLVERINE ASSET MANAGEMENT LLC 17,518 326,000 1.49%
16 IFC Holdings Incorporated/FL 12,505 233,000 1.06%
17 RAYMOND JAMES & ASSOCIATES 11,050 206,000 0.94%
18 UBS Group AG 9,572 179,000 0.82%
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,375 81,000 0.37%
20 BANK OF MONTREAL /CAN/ 2,258 42,000 0.19%
21 Jackson Wealth Management, LLC 2,168 40,000 0.18%
22 SRH ADVISORS, LLC 2,000 37,000 0.17%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,756 33,000 0.15%
24 NEXT Financial Group, Inc 1,340 24,000 0.11%
25 Hoxton Financial, Inc. 1,000 19,000 0.09%
26 Creative Planning 982 18,000 0.08%
27 MSI Financial Services Inc 705 13,000 0.06%
28 FIFTH THIRD BANCORP 400 7,000 0.03%
29 Financial Management Professionals, Inc. 300 6,000 0.03%
30 Windsor Capital Management, LLC 300 5,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.