| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NWAM LLC | 340,182 | 6,729,000 | 20.08% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 271,830 | 5,376,000 | 16.04% | ||
| 3 | COHEN & STEERS, INC. | 258,938 | 5,122,000 | 15.29% | ||
| 4 | Invesco Ltd. | 240,712 | 4,761,000 | 14.21% | ||
| 5 | LPL Financial LLC | 141,481 | 2,798,000 | 8.35% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 122,518 | 2,424,000 | 7.23% | ||
| 7 | NATIONAL PLANNING CORP | 96,225 | 1,956,254 | 5.84% | ||
| 8 | MORGAN STANLEY | 38,055 | 753,000 | 2.25% | ||
| 9 | Capital Investment Advisors, LLC | 31,317 | 619,000 | 1.85% | ||
| 10 | WELLS FARGO & COMPANY/MN | 23,554 | 466,000 | 1.39% | ||
| 11 | AMERIPRISE FINANCIAL INC | 20,925 | 414,000 | 1.24% | ||
| 12 | UBS Group AG | 20,078 | 397,000 | 1.18% | ||
| 13 | MID CONTINENT CAPITAL LLC/IL | 17,000 | 336,000 | 1.00% | ||
| 14 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 15,658 | 310,000 | 0.93% | ||
| 15 | ROYAL BANK OF CANADA | 15,066 | 298,000 | 0.89% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 13,250 | 262,000 | 0.78% | ||
| 17 | SIT INVESTMENT ASSOCIATES INC | 10,000 | 198,000 | 0.59% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,726 | 54,000 | 0.16% | ||
| 19 | Creative Planning | 2,482 | 49,000 | 0.15% | ||
| 20 | First Horizon Advisors, Inc. | 2,300 | 46,000 | 0.14% | ||
| 21 | SRH ADVISORS, LLC | 2,000 | 40,000 | 0.12% | ||
| 22 | Tower Research Capital LLC (TRC) | 1,500 | 30,000 | 0.09% | ||
| 23 | Hoxton Financial, Inc. | 1,000 | 20,000 | 0.06% | ||
| 24 | NEXT Financial Group, Inc | 1,000 | 20,000 | 0.06% | ||
| 25 | MSI Financial Services Inc | 705 | 14,000 | 0.04% | ||
| 26 | FIFTH THIRD BANCORP | 400 | 8,000 | 0.02% | ||
| 27 | BlackRock Investment Management, LLC | 250 | 5,000 | 0.01% | ||
| 28 | CITIGROUP INC | 72 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
