| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NWAM LLC | 326,841 | 6,266,000 | 20.05% | ||
| 2 | LPL Financial LLC | 265,945 | 5,167,000 | 16.54% | ||
| 3 | Invesco Ltd. | 226,306 | 4,339,000 | 13.89% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 169,609 | 3,251,000 | 10.40% | ||
| 5 | COHEN & STEERS, INC. | 159,642 | 3,060,000 | 9.79% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 109,892 | 2,107,000 | 6.74% | ||
| 7 | ROYAL BANK OF CANADA | 53,052 | 1,017,000 | 3.25% | ||
| 8 | Yorktown Management & Research Co Inc | 41,000 | 786,000 | 2.52% | ||
| 9 | WELLS FARGO & COMPANY/MN | 40,704 | 780,000 | 2.50% | ||
| 10 | AMERIPRISE FINANCIAL INC | 38,474 | 738,000 | 2.36% | ||
| 11 | Laurion Capital Management LP | 35,601 | 682,000 | 2.18% | ||
| 12 | MORGAN STANLEY | 31,015 | 595,000 | 1.90% | ||
| 13 | Capital Investment Advisors, LLC | 30,733 | 589,000 | 1.89% | ||
| 14 | IFC Holdings Incorporated/FL | 20,355 | 390,000 | 1.25% | ||
| 15 | SIT INVESTMENT ASSOCIATES INC | 18,584 | 356,000 | 1.14% | ||
| 16 | NATIONAL PLANNING CORP | 15,900 | 315,000 | 1.01% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 12,993 | 249,000 | 0.80% | ||
| 18 | UBS Group AG | 8,192 | 157,000 | 0.50% | ||
| 19 | MSI Financial Services Inc | 5,835 | 112,000 | 0.36% | ||
| 20 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,375 | 84,000 | 0.27% | ||
| 21 | BANK OF MONTREAL /CAN/ | 2,258 | 43,000 | 0.14% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 39,000 | 0.12% | ||
| 23 | SRH ADVISORS, LLC | 2,000 | 38,000 | 0.12% | ||
| 24 | NEXT Financial Group, Inc | 1,340 | 25,000 | 0.08% | ||
| 25 | Creative Planning | 982 | 19,000 | 0.06% | ||
| 26 | IFP ADVISORS, INC | 700 | 13,000 | 0.04% | ||
| 27 | CITIGROUP INC | 579 | 11,000 | 0.04% | ||
| 28 | Tower Research Capital LLC (TRC) | 530 | 10,000 | 0.03% | ||
| 29 | FIFTH THIRD BANCORP | 400 | 8,000 | 0.03% | ||
| 30 | COLONY GROUP LLC | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
