| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NWAM LLC | 340,000 | 6,632,000 | 23.12% | ||
| 2 | Invesco Ltd. | 257,595 | 5,023,000 | 17.51% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 188,096 | 3,670,000 | 12.79% | ||
| 4 | COHEN & STEERS, INC. | 181,909 | 3,547,000 | 12.36% | ||
| 5 | LPL Financial LLC | 135,110 | 2,671,000 | 9.31% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 117,785 | 2,297,000 | 8.01% | ||
| 7 | MORGAN STANLEY | 33,828 | 660,000 | 2.30% | ||
| 8 | Capital Investment Advisors, LLC | 33,192 | 647,000 | 2.26% | ||
| 9 | AMERIPRISE FINANCIAL INC | 30,931 | 603,000 | 2.10% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 26,807 | 523,000 | 1.82% | ||
| 11 | WELLS FARGO & COMPANY/MN | 26,107 | 509,000 | 1.77% | ||
| 12 | MID CONTINENT CAPITAL LLC/IL | 25,000 | 487,000 | 1.70% | ||
| 13 | UBS Group AG | 22,718 | 443,000 | 1.54% | ||
| 14 | ROYAL BANK OF CANADA | 15,908 | 311,000 | 1.08% | ||
| 15 | IFC Holdings Incorporated/FL | 10,035 | 203,000 | 0.71% | ||
| 16 | SIT INVESTMENT ASSOCIATES INC | 10,000 | 195,000 | 0.68% | ||
| 17 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,375 | 85,000 | 0.30% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,726 | 53,000 | 0.18% | ||
| 19 | SRH ADVISORS, LLC | 2,000 | 39,000 | 0.14% | ||
| 20 | NEXT Financial Group, Inc | 1,340 | 26,000 | 0.09% | ||
| 21 | Hoxton Financial, Inc. | 1,000 | 20,000 | 0.07% | ||
| 22 | CITIGROUP INC | 739 | 14,000 | 0.05% | ||
| 23 | MSI Financial Services Inc | 705 | 14,000 | 0.05% | ||
| 24 | FIFTH THIRD BANCORP | 400 | 8,000 | 0.03% | ||
| 25 | Tower Research Capital LLC (TRC) | 300 | 6,000 | 0.02% | ||
| 26 | Financial Management Professionals, Inc. | 150 | 2,000 | 0.01% | ||
| 27 | First Horizon Advisors, Inc. | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
